Search results

Found 1974 results. Displaying page 9 of 132

1. 9 September 2022

   Financial Markets Conduct NZX NZ Markets Disciplinary Rules Approval of Rule Change Notice 2022

   This notice is the Financial Markets Conduct (NZX NZ Markets Disciplinary Tribunal Rules) Approval of Rule Change Notice 2022.

   Tags

   Market operator, Roles, Business

   Type

   PDF, Notice

2. 30 November 2023

   Consultation agreement between the financial markets authority New Zealand (FMA) and the Financial Markets Standards Board (FMSB)

   FMSB and the FMA have strong shared interests in maintaining, and where appropriate improving, the operation of wholesale FICC markets and this underpins the close strategic and working relationship set out in this Consultation Agreement.

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

3. 17 November 2015

   Financial Markets Conduct (Coats Group plc Sale Facility)

   Financial Markets Conduct (Coats Group plc Sale Facility) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

4. 1 December 2016

   Financial Markets Conduct (Rabo Capital Securities Limited) Exemption Notice 2016

   Financial Markets Conduct (Rabo Capital Securities Limited) Exemption Notice 2016

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

5. 19 July 2019

   Financial Markets Conduct (Silver Chef Limited) Exemption Notice 2019

   Financial Markets Conduct (Silver Chef Limited) Exemption Notice exempts Silver Chef Limited, subject to conditions, from the disclosure and governance requirements of Parts 3 and 4 of the Financial Markets Conduct Act 2013 (the Act), in relation to an offer made in connection with an Australian scheme of arrangement involving the exchange of all Silver Chef shares from existing Silver Chef shareholders resident in New Zealand for a combination of a cash and contingent value notes.

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

6. 1 December 2014

   Financial Markets Conduct (Disclosure of Relevant Interests by Directors and Senior Managers)

   Financial Markets Conduct (Disclosure of Relevant Interests by Directors and Senior Managers) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

7. 8 May 2017

   Financial Markets Conduct (Mayfield Hinds Irrigation Limited) Exemption Notice 2017

   Financial Markets Conduct (Mayfield Hinds Irrigation Limited) Exemption Notice 2017 expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

8. 31 August 2022

   Securities Markets Act (Disclosure of Relevant Interests by Directors and Officers)

   Securities Markets Act (Disclosure of Relevant Interests by Directors and Officers) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

9. 31 August 2022

   Securities Markets Act (Disclosure of Relevant Interests by Directors and Officers))

   Securities Markets Act (Disclosure of Relevant Interests by Directors and Officers)) exempton notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

10. 19 May 2017

    Financial Markets Conduct (Shares in Investment Companies) Designation Notice 2017

    Financial Markets Conduct (Shares in Investment Companies) Designation Notice 2017

    Tags

    Designations, Business

    Type

    Page

11. 27 May 2019

    Financial Markets Conduct (Clearwater Golf Club Limited) Exemption Notice 2019

    Clearwater Golf Club Limited is exempted from Part 7 of the Act with respect to a particular accounting period if the company would be an FMC reporting entity only by virtue of membership shares being regulated products.

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

12. 1 December 2020

    Financial Markets Conduct (FNZ Group) Exemption Notice 2020

    Financial Markets Conduct (FNZ Group) Exemption Notice 2020

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

13. 26 March 2021

    Financial Markets Conduct (AIA International Limited) Exemption Notice 2021

    Financial Markets Conduct (AIA International Limited) Exemption Notice 2021

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

14. 23 December 2016

    Financial Markets Conduct (Small Co-operatives) Exemption Notice 2016

    Financial Markets Conduct (Small Co-operatives) Exemption Notice 2016

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

15. 16 March 2017

    Financial Markets Conduct (Deutsche Bank AG) Exemption Notice 2017

    Financial Markets Conduct (Deutsche Bank AG) Exemption Notice 2017 expired

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page