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  1. 27 January 2022

    FMA publishes 2021 annual report

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko - has today published its annual report for the year to June 2021.
    Tags
    Media release, News & Insights
    Type
    Page, Annual report, Corporate publications

  2. 13 December 2021

    FMA cancels financial advice provider’s transitional licence

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has cancelled the transitional financial advice provider (FAP) licence of Wisdom House Investment Partners Limited, after its sole financial adviser engaged in serious misconduct at his previous employer.
    Tags
    Financial Adviser, Roles, Enforceable action, Media release, Business, News & Insights, Enforcement
    Type
    Page

  3. 17 November 2021

    FMA publishes implementation approach for climate-related disclosure regime

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has published its implementation approach for the Financial Sector (Climate-related Disclosures and Other Matters) Amendment Bill (CRD Bill).
    Tags
    Legislation, Climate related disclosure, Media release, Business, News & Insights
    Type
    Page

  4. 25 November 2021

    Change to FMA Executive Committee

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – said today that its Director of Capital Markets, Sarah Vrede, had resigned. The FMA’s Director Investment Management Paul Gregory has been appointed Acting Director of Capital Markets, effective from 29 November 2021.
    Tags
    FMA people, FMA executive team, Media release, FMA, News & Insights
    Type
    Page

  5. 3 December 2021

    FMA releases CPA Australia and NZICA accredited body reports

    FMA has published its annual accredited body reports for CPA Australia and the New Zealand Institute of Chartered Accountants (NZICA), 2021.
    Tags
    Auditors, Roles, Media release, Business, Accredited bodies, News & Insights
    Type
    Page

  6. 23 September 2021

    Credit card repayment insurance a poor value product, customers urged to check policies

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko - is urging an estimated 200,000 New Zealanders who have credit card repayment insurance (CCRI) to check if they still need the product, after a review found it to be poor value.
    Tags
    Financial Adviser, Roles, Insurance, Media release, Business, Consumer, News & Insights
    Type
    Page

  7. 9 March 2022

    FMA directs Simplicity to remove misleading advertising and improve compliance processes

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has directed Simplicity NZ Limited to remove advertising materials that breached fair dealing provisions¹, and ensure future advertising is compliant.
    Tags
    Enforceable action, Roles, Media release, Business, Managed investment schemes, News & Insights, Enforcement
    Type
    Page

  8. 7 July 2021

    FMA survey shows changing investor preferences and continuing confidence in the markets

    For the first time, the FMA’s 2021 Investor Confidence survey has found over 70% of investors are confident in the country’s financial markets, up from 66% in 2020. Read more about the survey and results here.
    Tags
    Crowdfunding providers, Cryptocurrencies, Directors, Derivative Issuer, Discretionary investment management scheme (DIMS), Offer disclosure for equity and debt offers, Financial Advice Provider, Financial Adviser, Financial market infrastructures, Roles, Media release, Business, Managed investment schemes, Market operator, News & Insights, Peer-to-peer lending service providers, Nominated representatives
    Type
    Page, Surveys

  9. 4 November 2021

    Self-reporting issues to FMA does not provide immunity from litigation

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko - has laid its expectations for how firms under its supervision should deal with the regulator when day-to-day interactions evolve in the event of an enforcement process.
    Tags
    Monitoring, Media release, Business, News & Insights, Enforcement
    Type
    Page, Financial reporting

  10. 21 October 2021

    New climate-related disclosure regime expands FMA’s responsibilities

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko acknowledges the passage of the third reading of the Financial Sector (Climate-related Disclosures and Other Matters) Amendment Bill.
    Tags
    Directors, Roles, Legislation, Climate related disclosure, Media release, Business, News & Insights
    Type
    Page

  11. 20 October 2021

    FMA sets target dates for FAP full licence applications

    The FMA has set 30 September 2022 as the “target date” by when all transitional financial advice providers should apply for their Class 1 or Class 2 full licences. For Class 3 licence applicants, the target date is 30 June 2022.
    Tags
    Financial Advice Provider, Licensing & registration, Roles, Media release, Business, News & Insights
    Type
    Page

  12. 18 March 2022

    FMA comments on conflict of interest processes

    The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko today welcomed an independent review into the advice provided to the Minister of Commerce and Consumer Affairs in relation to the appointment of default KiwiSaver providers in 2021. This media release serves as comment about our conflict of interest processes
    Tags
    Media release, FMA, News & Insights
    Type
    Page

  14. 5 August 2021

    Online investing platforms transform attitudes to investing

    Eight out of 10 New Zealand investors have a more favourable view of investing and financial markets after using online investing platforms, according to research released today by the Financial Markets Authority - Te Mana Tātai Hokohoko.
    Tags
    Crowdfunding providers, Cryptocurrencies, Derivative Issuer, Discretionary investment management scheme (DIMS), Offer disclosure for equity and debt offers, Roles, Media release, Business, Managed investment schemes, News & Insights, Peer-to-peer lending service providers
    Type
    Page

  15. 12 August 2021

    FMA accuses CEO of market manipulation for anonymous posts on investor forum

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – has filed civil High Court proceedings against Matthew Geoffrey Hill, the Chief Executive Officer of NZX-listed New Talisman Gold Mines Limited (NTL), for alleged information-based market manipulation and making false and misleading representations. The case relates to anonymous posts Mr Hill made about the company on the Sharetrader website’s online investor forum.
    Tags
    Cases, Directors, Roles, Offer information, Media release, Business, News & Insights, Enforcement
    Type
    Page