Search results

Found 462 results. Displaying page 10 of 31

1. 19 July 2017

   Consultation paper: KiwiSaver annual statements - calculation of total fees in dollars

   Consultation paper: KiwiSaver annual statements - calculation of total fees in dollars. See the methodology notice, regulatory impact statement and amended guidance note for managed funds on fee disclosure above.

   Tags

   Managed investment schemes, Supervisor, Consultations, Roles, Business

   Type

   Page

2. 30 July 2018

   Expense disclosure CE Travel January to June 2019

   CE expenses disclosure for the period 1 January 2018 - 30 June 2018

   Tags

   Executive expenses, FMA

   Type

   PDF

3. 25 October 2018

   FMA Annual Report 2017 - highlights

   These are highlights from the FMA Annual Report 2018.

   Tags

   Type

   PDF, Annual report, Corporate publications

4. 25 October 2018

   FMA Annual Report 2017 - highlights

   These are highlights from the FMA Annual Report 2018.

   Tags

   Type

   PDF, Annual report, Corporate publications

5. 27 June 2018

   Haojun Global Investment Limited

   27 June 2018, Haojun Global Investment Limited is not registered to provide financial services in New Zealand.

   Tags

   Investor warning, Consumer, Scams

   Type

   Page

6. 21 September 2022

   Consolidated managed fund data

   Quarterly files with consolidated data for non-KiwiSaver managed funds.

   Tags

   Roles, Reports and Papers, Business, Managed investment schemes, News & Insights, Supervisor

   Type

   Page, Report

7. 14 May 2018

   AML/CFT programme guideline

   The AML/CFT programme guideline was updated in 2018 and is designed to help reporting entities develop their AML/CFT programme.

   Tags

   AML/CFT, Roles, Business

   Type

   Page, Guidance

8. 25 November 2016

   Financial Markets Conduct (i-Select Superannuation Scheme) Exemption Notice 2016

   Financial Markets Conduct (i-Select Superannuation Scheme) Exemption Notice 2016 expired on 2018-11-24

   Tags

   Exemptions, Business

   Type

   Page

9. 7 February 2018

   Designation Amendment Notice MIPs

   Financial Markets Conduct (Shares in Investment Companies) Designation Amendment Notice 2018

   Tags

   Designations, Business

   Type

   PDF, Notice

10. 6 November 2019

    Improving infromation in an equity PDS submissions report

    Response to submissions, May 2018: Improving financial information in an equity PDS

    Tags

    Auditors, Consultations, Roles, Business

    Type

    PDF

11. 14 June 2018

    Exemption Notice - TIL Logistics Group Limited

    Financial Markets Conduct Exemption Notice 2018 - TIL Logistics Group Limited.

    Tags

    Exemptions, Business

    Type

    PDF

12. 9 February 2018

    Exemption notice - Australian Qualified Financial Advisers

    Financial Advisers (Australian Qualified Advisers) Exemption Notice 2018.

    Tags

    Exemptions, Business

    Type

    PDF

13. 8 November 2018

    Exemption notice - Financial Markets Conduct Invion Limited

    Financial Markets Conduct (Invion Limited) Exemption Notice 2018

    Tags

    Exemptions, Business

    Type

    PDF

14. 29 August 2018

    Exemption notice - New Zealand Retirement Trust Notice

    Financial Markets Conduct (New Zealand REtirement Trust) Exemption Notice 2018

    Tags

    FMC Act, Legislation, Business

    Type

    PDF

15. 9 March 2018

    Exemption notice - Arria NLG Limited Scheme

    Financial Markets Conduct (Arria NLG Limited Scheme) Exemption Notice 2018

    Tags

    Exemptions, Business

    Type

    PDF