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1. 2 May 2016

   Craigs - Settlement Agreement

   Craigs and FMA Settlement agreement,following an investigation into potential breaches of Anti-Money Laundering and Countering Financing of Terrorism Act 2009 in relation to Craigs. 2 May 2016.

2. 1 May 2016

   Exemption notice - Craigs DIMS

   Financial Markets Conduct Exemption Notice 2016: Craigs Investment Partners Limited Contingency DIMS.

3. 29 April 2016

   Exemption Notice - Financial Markets Conduct Genworth Financial Mortgage Insurance Pty Limited

   Financial Markets Conduct (Glenworth Financial Mortgage Insurance Pty Limited) Exemption Notice 2016

4. 22 April 2016

   Exemption notice - Financial Advisers Merrill Lynch, Pierce, Fenner and Smith Incorporated.

   Financial Advisers Exemption Notice 2016: Merrill Lynch, Pierce, Fenner & Smith Incorporated.

5. 22 April 2016

   Exemption Notice - Securities Act New Zealand Racing Board

   Securities Act Exemption Notice 2016: New Zealand Racing Board.

6. 18 April 2016

   Exemption notice - Heartland Bank Limited Share Sale Plan

   Financial Markets Conduct Exemption Notice 2016: Heartland Bank Limited Share Sale Plan.

7. 7 April 2016

   Consultation Paper Exemption for small offers of co operative shares

   FMA consults on proposed FMC Act exemptions for certain co-operative share offers, seeking views from issuers, investors, and industry bodies.

8. 4 April 2016

   Exemption Notice 2016 - Financial Markets Conduct Todd Family Office Limited Financial Reporting

   Financial Markets Conduct Exemption Notice 2016: Todd Family Office Limited Financial Reporting.

9. 31 March 2016

   31 March 2016 Disclose Register Kiwisaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 31 March 2016

10. 25 March 2016

    Exemption notice - Financial Markets Conduct Hallmark Life Insurance Company

    Financial Markets Conduct Exemption Notice 2016: Hallmark Life Insurance Company Limited.

11. 24 March 2016

    Exemption Notice 2016 - Financial Markets Conduct AIA International Limited

    Financial Markets Conduct Exemption Notice 2016: AIA International Limited.

12. 24 March 2016

    Exemption notice - Financial Markets Conduct QBE Group

    Financial Markets Conduct Exemption Notice 2016: QBE Group.

13. 22 March 2016

    Response to submissions proposed variations to standard conditions of market services licences

    Summarises key themes from 18 submissions on FMA’s 2016 consultation to vary standard conditions for market service licences.

14. 18 March 2016

    Exemption Notice 2016 - Spark New Zealand Limited Group

    Financial Markets Conduct Exemption Notice 2016: Spark New Zealand Limited Group.

15. 17 March 2016

    Exemption Notice 2016 - Financial Markets Conduct Diligent Corporation

    Financial Markets Conduct Exemption Notice 2016: Diligent Corporation.