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  1. 18 September 2020

    AML/CFT enhanced customer due diligence guideline

    The AML/CFT enhanced customer due diligence guideline assists you to conduct enhanced customer due diligence (EDD) on your customers under the Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT) Act 2009 (the Act).
    Tags
    AML/CFT, Directors, Crowdfunding providers, Cryptocurrencies, Roles, Business
    Type
    Page, Guidance
  2. 31 August 2022

    Licensed & reporting entities

    The businesses/people listed on this page have been granted a licence or have been authorised by the FMA. It's important to only deal with licensed people and businesses because if things go wrong you will have access to free dispute resolution services. Find out further details including the provider's business address, list of services and the name of their independent dispute resolution scheme on the Financial Service Providers Register.
    Tags
    Market operator, Crowdfunding providers, Roles, Derivative Issuer, Discretionary investment management scheme (DIMS), Independent trustee, Managed investment schemes, Peer-to-peer lending service providers, Supervisor, Licensing & registration, Asia Region Funds Passport Register, Digital advice providers, Reporting entities, Designated Business Group (DBG), Licensed entity, Business
    Type
    Page