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  4. 17 September 2024

    Finance professionals

    The business pages provide financial market participants with guidance and information to fulfil ongoing licence and regulatory obligations.

  6. 16 September 2024

    Financial Institutions

    A financial institution is a registered bank, licensed insurer, or licensed non-bank deposit taker (NBDT) that is in the business of providing one or more relevant services. View more about the licensing of Financial Institutions on this page.

  11. 9 September 2024

    Rockfort Markets v FMA Judgment

    Rockfort Markets v FMA Judgment with details of licence cancellation due to Rockfort materially contravening eight of its licence obligations.

  12. 9 September 2024

    Media releases

    The FMA issues media releases on a regular basis to keep the market informed of latest industry news. See a full list of media releases on this page.

  13. 9 September 2024

    Scams

    This section of the FMA website contains information about investment scams, how to protect yourself from scammers, how to report a scam, examples of real life scam stories and provides a list of current scam warnings.

  14. 9 September 2024

    Warnings and alerts

    The suspected scam warnings and alerts list contains the names of businesses or individuals you should be wary of if you are planning to invest. View our list of suspected scams; fake regulators; international regulator alerts and imposter websites on this page.