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Page last updated: 03 May 2024

Warnings and alerts

This list of warnings and alerts on this page contains the names of businesses or individuals you should be wary of if you are planning to invest. The list is not exhaustive and there is no guarantee that the business or individual listed has not changed their name.

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Search Results

Found 603 results. Displaying page 35 of 41

  1. 1 June 2016

    FM Trader

    FM Trader has been cold calling New Zealand residents without being a registered New Zealand company or registered on the Financial Services Providers Register.

  3. 4 May 2016

    FX Unitied

    United Global Holdings Limited, trading as FX United, has been falsely claiming that the FMA has endorsed the company as being legitimate and highly regulated.

  4. 11 March 2016

    Warning: Beware of unsolicited offers of employment

    We have become aware that an organisation falsely claiming to be associated with a New Zealand Authorised Financial Adviser has been contacting members of the public via the Australian website www.seek.com.au offering employment as Payment Security Managers.

  5. 1 March 2016

    ECN Markets

    ECN Markets is not registered to provide financial services in New Zealand.

  7. 1 January 2016

    Banc de Binary Limited

    There are recent warnings issued by the Australian Securities and Investment Commission in relation to Banc de Binary Limited.

  8. 1 January 2016

    BO Technologies Limited

    Warnings have been issued in relation to B.O. Technologies Limited trading as Option Financial Markets (Option FM).

  9. 27 July 2015

    Green Gardens Finance Trust Limited

    We have issued a stop order against Green Gardens Finance Trust Limited and warn the public to be wary of depositing money or dealing with this company.

  10. 1 July 2015

    Alliance Group Tokyo

    A recent warning has been issued by the Australian Securities and Investment Commission against conducting business with Alliance Group Tokyo.

  11. 1 June 2015

    Nomura Financial

    NZ Police have identified Nomura Financial as sophisticated overseas scammers.

  12. 25 May 2015

    Pacific Edge Limited

    The Financial Markets Authority (FMA) has issued a warning to Pacific Edge Limited (Pacific Edge) in relation to alleged breaches of continuous disclosure obligations.

  13. 1 May 2015

    Forex Trend Limited

    Forex Trend Limited is currently unable to meet its obligations to customers and intends to appoint a liquidator.

  14. 1 May 2015

    Capital One Forex Limited

    Capital One continues to solicit client money through its website despite failing to respond to a request for information.