Reports and papers

Found 83 results. Displaying page 6 of 6

1. Surveys

   31 July 2013

   Roadmap for markets regulation: Oliver Wyman stakeholder report

   This report details the results of stakeholder research conducted around the time of FMA's establishment in 2011.

   https://www.fma.govt.nz/library/reports-and-papers/roadmap-for-markets-regulation-oliver-wyman-stakeholder-report/

2. 17 June 2013

   Monitoring of KiwiSaver Offer Documents

   This report outlines to issuers, their directors and advisers, our views and observations on current market practices.

   https://www.fma.govt.nz/library/reports-and-papers/monitoring-of-kiwisaver-offer-documents/

3. 6 June 2013

   FMA’s supervision of AML/CFT

   This document outlines the FMA’s priorities for monitoring reporting entities under the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (AML/CFT Act).

   https://www.fma.govt.nz/library/reports-and-papers/fmas-supervision-of-amlcft/

4. 29 May 2013

   Report on hybrid financial instrument disclosures

   We reviewed the accounting classification and disclosure of financial instruments classified as hybrid instruments listed on the NZX debt market, as at 1 December 2012. This report outlines our findings and recommendations.

   https://www.fma.govt.nz/library/reports-and-papers/report-on-hybrid-financial-instrument-disclosures/

5. 28 February 2013

   FMA's Compliance Focus for 2013

   This document outlines the Financial Markets Authority’s (FMA’s) priority areas for monitoring and surveillance in 2013. It provides an opportunity for participants to assess their activities and take steps to improve behaviours and compliance controls in these areas.

   https://www.fma.govt.nz/library/reports-and-papers/fmas-compliance-focus-for-2013/

6. Surveys

   12 November 2012

   2012 Stakeholder Survey

   View the Executive Summary of the stakeholder survey conducted by Colmar Brunton on behalf of FMA in 2012.

   https://www.fma.govt.nz/library/reports-and-papers/2012-stakeholder-survey/

7. 1 July 2010

   Review of Corporate Governance Disclosure by Selected Issuers

   The purpose of this report is to inform governing bodies, investors and other stakeholders of our findings so that they can reflect critically on the governance practices and disclosures of issuers.

   https://www.fma.govt.nz/library/reports-and-papers/review-of-corporate-governance-disclosure-by-selected-issuers/

8. 30 June 2010

   Report of the Government Actuary for the Year Ended 30 June 2010

   Presented to the House of Representatives pursuant to Section 28 of the Superannuation Schemes Act 1989.

   https://www.fma.govt.nz/library/reports-and-papers/report-of-the-government-actuary-for-the-year-ended-30-june-2010/