Document Library

Found 1452 results. Displaying page 97 of 97

1. 4 July 2005

   40705 Enforceable Undertaking Monaco Village Holdings Limited

   Enforceable Undertaking by the Directors of Manaco Village Holdings Limited, 4 July 2005.

   https://www.fma.govt.nz/assets/Enforcement/Enforceable-undertakings/EU-Monaco-Village-Holdings-Limited-undertakings.pdf (534 KB)

   Tags

   Enforceable Undertaking, Enforcement

   Type

   PDF

2. 21 February 2005

   210205 Enforceable undertaking South Pacific Energy Limited and Calgary Petroleum Limited

   Enforceable Undertaking by the Directors of South Pacific Energy Limited, 21 February 2005.

   https://www.fma.govt.nz/assets/Enforcement/Enforceable-undertakings/EU-South-Pacific-Energy-Limited-and-Calgary-Petroleum-Limited.pdf (185 KB)

   Tags

   Enforceable Undertaking, Enforcement

   Type

   PDF

3. 16 March 2004

   Corporate governance handbook 2004

   Principles and Guidelines of Corporate Governance in New Zealand. A handbook for Directors; Executives and Advisers.

   https://www.fma.govt.nz/assets/Guidance/Corporate-governance-handbook-2004.pdf (203 KB)

   Tags

   Directors, Governance, Roles, Business, FMA

   Type

   PDF, Resource

4. 20 February 2004

   Bilateral MOU China securities regulatory commission signed 20 feb 04 docs 99428

   Bilateral MOU with China securities regulatory commission

   https://www.fma.govt.nz/assets/MOU/040220-bilateral-mou-china-securities-regulatory-commission-signed-20-feb-04-docs-99428-.pdf (909 KB)

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

5. 20 February 2004

   Bilateral MOU with Indonesia capital market supervisory authority signed 20 feb 04 docs 99432

   Bilateral MOU with Indonesia capital market supervisory authority

   https://www.fma.govt.nz/assets/MOU/040220-bilateral-mou-indonesia-capital-market-supervisory-authority-signed-20-feb-04-docs-99432-.pdf (327 KB)

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

6. 20 February 2004

   Bilateral MOU With Malaysia securities commission signed 20 feb 04 docs 99437

   Bilateral MOU With Malaysia securities commission

   https://www.fma.govt.nz/assets/MOU/040220-bilateral-mou-malaysia-securities-commission-signed-20-feb-04-docs-99437-.pdf (754 KB)

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

7. 21 May 2002

   Bilateral MOU Sri Lanka securities and exchange commission signed 21 may 02 docs 99439

   Bilateral MOU with Sri Lanka securities and exchange commission

   https://www.fma.govt.nz/assets/MOU/020521-bilateral-mou-sri-lanka-securities-and-exchange-commission-signed-21-may-02-docs-99439-.pdf (519 KB)

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

8. 22 December 1998

   981222 bilateral mou papua new guinea securities commission

   MOU concerning consultation, cooperation and the exchange of information between the FMA and the Securities Commission of Papua New Guinea

   https://www.fma.govt.nz/assets/MOU/981222-bilateral-mou-papua-new-guinea-securities-commission-signed-22-jul-98-docs-99438-.pdf (373 KB)

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

9. 4 December 1996

   961204 bilateral mou chinese taipei securities and exchange commission

   MOU concerning consultation, cooperation and the exchange of information between the FMA and the Securities and Exchange Commission in Taipei

   https://www.fma.govt.nz/assets/MOU/961204-bilateral-mou-chinese-taipei-securities-and-exchange-commission-signed-4-dec-96-docs-99440-.pdf (136 KB)

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

10. 17 September 1996

    960917 bilateral mou hong kong securities and futures commission

    Bilateral MOU concerning consultation, cooperation and the exchange of information between the FMA (The Securities commission New Zealand) and the Securities and Futures Commission in Hong Kong (SFC)

    https://www.fma.govt.nz/assets/MOU/960917-bilateral-mou-hong-kong-securities-and-futures-commission-signed-17-sep-96-docs-99427-.pdf (488 KB)

    Tags

    Regulatory cooperation, FMA

    Type

    PDF, MOU

11. 16 September 1996

    960916 bilateral mou us commodity and futures trading commission

    Bilateral MOU concerning consultation, cooperation and the exchange of information between the FMA (New Zealand Securities Commission and the United States Commodity Futures Trading Commission

    https://www.fma.govt.nz/assets/MOU/960916-bilateral-mou-us-commodity-and-futures-trading-commission-signed-16-sep-96-docs-99441-.pdf (609 KB)

    Tags

    Regulatory cooperation, FMA

    Type

    PDF, MOU

12. 3 October 1994

    941003 Power NZ appeal decision

    Decision of the Securities Commission in respect of an appeal under section 69 of the Securities Act 1978 by Power New Zealand Ltd. 3 October 1994.

    https://www.fma.govt.nz/assets/Enforcement/Decisions/941003-Power-NZ-appeal-decision.pdf (238 KB)

    Tags

    Court decision, Enforcement

    Type

    PDF