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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1606 results. Displaying page 97 of 108

  1. 24 January 2014

    Lombard - Settlement Agreement

    News release issued by PWC, 24 January 2014 about settlement agreement with the Directors of Lombard and their insurers.
    Tags
    Settlement, Enforcement
    Type
    PDF

  3. 17 December 2013

    National Bank of Slovakia - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the National Bank of Slovakia
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  4. 12 December 2013

    Financial Supervision Commission of Bulgaria - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Financial Supervision Commission of Bulgaria.
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  5. 12 December 2013

    Cyprus Securities and Exchange Commission - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Cyprus Securities and Exchange Commission.
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  6. 12 December 2013

    Czech National Bank (Czech Republic) - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Czech National Bank (Czech Republic).
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  7. 12 December 2013

    Finanstilsynet (Denmark) - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Financial Supervision Commission of Bulgaria.MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and Finanstilsynet (Denmark).
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  8. 12 December 2013

    Estonian Financial Supervision Authority - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Estonian Financial Supervision Authority (Estonia).
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  9. 12 December 2013

    Fjarmalaeftirlitio (Iceland) - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Fjarmalaeftirlitio (Iceland).
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  10. 12 December 2013

    Autorite des marches financiers (France) - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Autorite des marches financiers (France)
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  11. 12 December 2013

    Hellenic Capital Market Commission (Greece) - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Hellenic Capital Market Commission (Greece).
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  12. 12 December 2013

    Finansu un Kapitala tirgus komisija (Latvia) - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Finansu un Kapitala tirgus komisija (Latvia)
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  13. 12 December 2013

    Finanzmarktaufsicht Liechtenstein - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Finanzmarktaufsicht Liechtenstein.
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  14. 12 December 2013

    Bank of Luthuania - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Bank of Luthuania
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  15. 12 December 2013

    Commission de Surveillane du Secteur Financier Luxembourg - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Commission de Surveillane du Secteur Financier Luxembourg.
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU