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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1611 results. Displaying page 11 of 108

  2. 31 July 2023

    Standard 23A Disclosure framework

    Standard 23A Disclosure framework for designated Financial Market Infrastructures (FMIs).
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF

  3. 31 July 2023

    Standard 23B Notification

    Standard 23B Notification for designated Financial Market Infrastructures (FMIs).
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF

  5. 31 July 2023

    Standard 8 Settlement

    Standard 8 Settlement for designated Financial Market Infrastructures (FMIs).
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF

  6. 31 July 2023

    Standard 9 Money settlements

    Standard 9 Money settlements for designated Financial Market Infrastructures (FMIs).
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF

  7. 31 July 2023

    Standard 2 Governance

    Standard 2 Governance for designated Financial Market Infrastructures (FMIs).
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF

  8. 31 July 2023

    Standard 20 FMI links

    Standard 20 FMI links for designated Financial Market Infrastructures (FMIs).
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF

  10. 28 July 2023

    Presentation Scenario analysis in the CRD regime

    Presentation by the FMA - Scenario analysis in the Climate Related Disclosure regime.
    Tags
    Banking, Insurance Providers, Climate related disclosure, Financial Institutions, Climate Reporting Entities, Ways to invest, Investing, Roles, Business, Consumer, Managed investment schemes
    Type
    PDF

  13. 21 July 2023

    Licensing guide -Financial Institutions

    This guide is for businesses who are intending to apply for a financial institution licence.
    Tags
    Banking, Licensing & registration, Insurance Providers, Financial Institutions, Business
    Type
    PDF

  14. 12 July 2023

    Consultation paper Proposed standard condition on business continuity and technology systems

    Consultation on a proposed new business continuity and technology systems standard condition for managers of registered schemes (but not restricted schemes), DIMS providers, derivatives issuers, peer-to-peer lending providers and crowdfunding service providers.
    Tags
    Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), Consultations, Peer to peer lending provider, Roles, Business, Managed investment schemes
    Type
    PDF