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A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1606 results. Displaying page 98 of 108

  1. 12 December 2013

    European Union (EU) Competent Authorities - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the EU competent authorities.
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  2. 12 December 2013

    Finanssivalvonta (Finland) - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Finanssivalvonta (Finland).
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  3. 12 December 2013

    Magyar Nemzeti Bank Hungary - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Magyar Nemzeti Bank Hungary
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  4. 12 December 2013

    Autoriteit Financiele Markten, Netherlands - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Autoriteit Financiele Markten, Netherlands
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  5. 12 December 2013

    Financial Conduct Authority United Kingdom - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Financial Conduct Authority United Kingdom
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  6. 12 December 2013

    Polish Financial Supervision Authority - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Polish Financial Supervision Authority
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  7. 12 December 2013

    Comisao do Mercado de Valores Mobiliarios Portugal - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Comisao do Mercado de Valores Mobiliarios Portugal
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  8. 12 December 2013

    Romanian Financial Supervisory Authority - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Romanian Financial Supervisory Authority
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  9. 12 December 2013

    Comision Nacional de Mercado de Valores Spain - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Comision Nacional de Mercado de Valores Spain
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  10. 12 December 2013

    Finansinspektionen Sweden - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Finansinspektionen Sweden
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  11. 12 December 2013

    Malta Financial Services Authority - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Malta Financial Services Authority
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  12. 12 December 2013

    Finanstilsynet Norway - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Finanstilsynet Norway
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  14. 1 December 2013

    Accredited Body Report – CPA Australia 2013

    The Auditor Regulation Act (the Act) requires the Financial Markets Authority (FMA) to assess to what extent CPA Australia, as an accredited body under the Act: has adequate and effective audit regulatory systems;
    complies with its obligations under the Auditor Regulation Act (Prescribed Minimum Standards for Accredited Bodies) Notice 2012. This is for the period ended 30 June 2013 report.
    Tags
    Reports and Papers, Auditors, Roles, Monitoring, Business, News & Insights
    Type
    PDF

  15. 1 December 2013

    Accredited Body Report – New Zealand Institute of Chartered Accountants 2013

    NZICA’s obligations under the Act require it to have adequate and effective systems, policies and procedures
    in place to perform its regulatory functions. These functions include: licensing of domestic auditors and registering domestic audit firms; monitoring the population registered by NZICA; promoting and monitoring competence; taking action against misconduct.
    This report contains the outcome of FMA’s assessment and covers the period 1 July 2012 to 30 June 2013
    (the review period).
    Tags
    Reports and Papers, Monitoring, Auditors, Roles, Business, News & Insights
    Type
    PDF