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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1606 results. Displaying page 54 of 108

  3. 17 December 2018

    ANZ Bank New Zealand Limited - Judgment

    Judgment in the Court of Appeal in the case against ANZ Bank New Zealand Limited, 17 December 2018.
    Tags
    Court decision, Enforcement
    Type
    PDF

  7. 11 December 2018

    MIS manager valuation and pricing practices

    This information sheet sets out our recommendations following a review of the pricing and valuation practices of Managed Investment Scheme (MIS) managers. It will be of particular interest to MIS managers and their supervisors.
    Tags
    Roles, Business, Managed investment schemes
    Type
    PDF, Information Sheet

  8. 4 December 2018

    CPA Australia accredited body report 2018

    This report contains the outcome of our assessment of CPA Australia for the period 1 July 2017 to 30 June 2018.
    Tags
    Monitoring, Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF

  9. 4 December 2018

    NZICA accredited body report 2018

    This report contains the outcome of our assessment of NZ Institute of Chartered Accountants (NZICA) for the period 1 July 2017 to 30 June 2018.
    Tags
    Auditors, Roles, Business
    Type
    PDF, Report

  10. 30 November 2018

    Audit Quality Monitoring Report 2018

    Our quality reviews help improve audit quality standards and ensure audit opinions are reliable. These reviews also help us to achieve our strategic goal of ensuring investors have access to resources that help them make better informed financial decisions. This report summarises our findings from the quality reviews we carried out between 1 July 2017 and 30 June 2018.
    Tags
    Monitoring, Reports and Papers, Business, News & Insights
    Type
    PDF

  12. 30 November 2018

    Wynyard Group Limited - Investigation report

    This report sets out the Financial Markets Authority’s (FMA) conclusions following an investigation into the compliance of Wynyard Group Limited (Wynyard) with its continuous disclosure and fair dealing obligations. The investigation considered the period leading up to the company’s failure in late 2016.
    Tags
    Type
    PDF

  13. 26 November 2018

    i-Select Superannuation Scheme Waiver

    On 22 November 2018 the FMA granted a waiver of part of the FMA levy to i-Select Superannuation Scheme, which is comprised of the Personal Plans, with i-Select Limited (i-Select) acting as the manager of the Scheme.
    Tags
    KiwiSaver & Superannuation, Waivers, Investor information, Business, Consumer
    Type
    PDF