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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1610 results. Displaying page 80 of 108

  2. 6 May 2016

    Exemption notice - IAG Ltd

    Financial Markets Conduct Exemption Notice 2016: Insurance Australia Group Limited.
    Tags
    Exemptions, Business
    Type
    PDF

  3. 6 May 2016

    Exemption Notice APN

    Financial Markets Conduct Exemption Notice 2016: APN News & Media Limited.
    Tags
    Exemptions, Business
    Type
    PDF

  4. 2 May 2016

    Craigs - Settlement Agreement

    Craigs and FMA Settlement agreement,following an investigation into potential breaches of Anti-Money Laundering and Countering Financing of Terrorism Act 2009 in relation to Craigs. 2 May 2016.
    Tags
    Investigations, Settlement, Enforcement
    Type
    PDF

  5. 1 May 2016

    Exemption notice - Craigs DIMS

    Financial Markets Conduct Exemption Notice 2016: Craigs Investment Partners Limited Contingency DIMS.
    Tags
    Exemptions, Business
    Type
    PDF

  9. 20 April 2016

    Using behavioural insights to improve financial capability

    This paper is a practical reference for government and industry. It aims to be a source of ideas to encourage use of behaviourally focused approaches that help consumers make better decisions, and a lens to gauge whether these approaches are likely to work
    Tags
    Investor capability, FMA
    Type
    PDF, Paper

  12. 7 April 2016

    Consultation Paper Exemption for small offers of co operative shares

    This consultation is for: co-operative companies, industrial and provident societies, and their respective industry bodies, investors and advisers. It aims to: seek views on our proposals for exemptive relief under the FMC Act for certain offers of cooperative shares.
    Tags
    Consultations, FMC Act, Legislation, Business
    Type
    PDF