Document Library

Found 1616 results. Displaying page 60 of 108

1. 31 July 2018

   Expense disclosure CE Travel January to June 2018

   CE expenses disclosure for the period 1 January 2018 - 30 June 2018

   Tags

   Executive expenses, FMA

   Type

   PDF

2. 30 July 2018

   Expense disclosure CE Hospitality January to June 2018

   CE expenses disclosure for the period 1 January 2018 - 30 June 2018

   Tags

   Executive expenses, FMA

   Type

   PDF

3. 30 July 2018

   Expense disclosure CE Gifts and Benefits January to June 2018

   CE gifts and hospitality disclosure for the period 1 January 2018 - 30 June 2018

   Tags

   Chief Executive Gifts and Benefits Disclosure, FMA

   Type

   PDF

4. 30 July 2018

   Expense disclosure CE Travel January to June 2019

   CE expenses disclosure for the period 1 January 2018 - 30 June 2018

   Tags

   Executive expenses, FMA

   Type

   PDF

5. 30 July 2018

   Expense disclosure CE Gifts and Benefits January to June 2018

   CE gifts and hospitality disclosure for the period 1 January 2018 - 30 June 2018

   Tags

   Chief Executive Gifts and Benefits Disclosure, FMA

   Type

   PDF

6. 30 July 2018

   Expense disclosure CE Hospitality January to June 2018

   CE expenses disclosure for the period 1 January 2018 - 30 June 2018

   Tags

   Executive expenses, FMA

   Type

   PDF

7. 26 July 2018

   Opt-out of the IDCOP - OIA response

   OIA response, 26 July 2018, regarding FMA processing notifications to opt-out of the IDCOP

   Tags

   FMA

   Type

   PDF, OIA

8. 23 July 2018

   Letter to agencies regarding State Services Commission Inquiry

   Letter to agencies regarding State Services Commission (SSC) inquiry into the use of external security consultants, dated 23 July 2018

   Tags

   FMA

   Type

   PDF, OIA

9. 19 July 2018

   Determining whether you are acquiring a business or assets feedback form

   Consultation paper feedback form: determining whether you are aquiring a business or assets

   Tags

   Consultations, Business

   Type

   Word document, Information Sheet, Submission form

10. 19 July 2018

    Determining whether you are acquiring a business or assets feedback form

    Consultation paper feedback form: determining whether you are aquiring a business or assets

    Tags

    Consultations, Business

    Type

    Word document, Information Sheet, Submission form

11. 19 July 2018

    Consultation paper Determining whether you are acquiring a business or assets

    This consultation is for issuers, their advisers, investors and other interested parties. We are seeking feedback on our proposed guidance and interpretation of the Regulations.
    

    Tags

    Offer disclosure for equity and debt offers, Consultations, Roles, Business

    Type

    PDF

12. 19 July 2018

    Consultation paper Determining whether you are acquiring a business or assets

    This consultation is for issuers, their advisers, investors and other interested parties. We are seeking feedback on our proposed guidance and interpretation of the Regulations.
    

    Tags

    Offer disclosure for equity and debt offers, Consultations, Roles, Business

    Type

    PDF

13. 19 July 2018

    FMA OIA statistics - OIA response

    OIA response, dated 19 July 2018, asking for how many OIA requested were received for the previous two financial years.

    Tags

    FMA

    Type

    PDF, OIA

14. 16 July 2018

    Exemption from the market index requirement guidance

    This guidance note aims to clarify what we expect of MIS managers in relation to the market index requirement for quarterly fund updates.

    Tags

    Roles, Business, Managed investment schemes

    Type

    PDF, Guidance