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A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1616 results. Displaying page 57 of 108

  1. 25 October 2018

    FMA Annual Report 2018

    FMA Annual Report 2018.
    Tags
    Type
    PDF, Annual report, Corporate publications

  2. 24 October 2018

    Ease of doing business survey 2018

    The FMA’s “Ease of doing business survey” is a piece of research from a sample of our regulated populations and the stakeholders we deal with.
    This research helps us to better understand the impact that our work has on market participants and stakeholders. It informs the way we work and our focus on continuous improvement in our effectiveness and efficiency.
    Tags
    Reports and Papers, News & Insights
    Type
    PDF, Research

  3. 24 October 2018

    Ease of doing business survey 2018

    The FMA’s “Ease of doing business survey” is a piece of research from a sample of our regulated populations and the stakeholders we deal with.
    This research helps us to better understand the impact that our work has on market participants and stakeholders. It informs the way we work and our focus on continuous improvement in our effectiveness and efficiency.
    Tags
    Reports and Papers, News & Insights
    Type
    PDF, Research

  10. 1 October 2018

    KiwiSaver Report 2018

    The report details the principal matters transacted under the Act during the year ended 30 June 2018, and contains the sixth annual summary of the statistical returns, required to be lodged by KiwiSaver schemes under section 125 of the Act.
    Tags
    Reports and Papers, KiwiSaver providers, Roles, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    PDF

  11. 1 October 2018

    Class exemption for managing intermediaries

    This information sheet explains the conditions for reporting entities whose customers include managing intermediaries and customers of managing intermediaries to be able
    to rely on the Anti-Money Laundering and Countering Financing of Terrorism (Class Exemptions) Notice.
    .
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    PDF, Information Sheet

  12. 1 October 2018

    KiwiSaver Report 2018

    The report details the principal matters transacted under the Act during the year ended 30 June 2018, and contains the sixth annual summary of the statistical returns, required to be lodged by KiwiSaver schemes under section 125 of the Act.
    Tags
    Reports and Papers, KiwiSaver providers, Roles, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    PDF

  15. 28 September 2018

    AML/CFT resourcing - OIA response

    OIA response, dated 28 September 2018, resourcing for the AML/CFT work undertaken by the Securities Commission
    Tags
    FMA
    Type
    PDF, OIA