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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1608 results. Displaying page 25 of 108

  1. 18 May 2022

    Value for Money Industry Report

    FMA and Supervisor report for Managed Investment Scheme Managers and KiwiSaver Managers that covers FMA and Supervisor findings from the Value for Money implementation pilot.
    Tags
    Reports and Papers, Roles, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    PDF

  2. 9 May 2022

    NZX Listing Rule change 2022

    NZX listing rule change 2022 for anyone who is listing on the stock exchange.
    Tags
    Market operator, Roles, Business
    Type
    PDF, Notice

  3. 6 May 2022

    The One Management GP Limited - Stop Order

    FMA confirmed it has made a stop order against The One Management GP Limited regarding an offer in relation to The One Property LP¹ (the Fund), which is only available to wholesale investors, including eligible investors. May 2022
    Tags
    Type
    PDF

  6. 22 April 2022

    2022 23 Letter of expectation

    Annual letter of expectation from the Minister 2022-2-23
    Tags
    Annual letter of expectations from the Minister, FMA
    Type
    PDF

  8. 31 March 2022

    31 March 2022 Disclose Register KiwiSaver fund updates

    This document is the Disclose Register for KiwiSaver fund updates for period ending 31 March 2022
    Tags
    KiwiSaver providers, Disclose register, Managed investment schemes, Roles, Business
    Type
    Spreadsheet

  11. 28 March 2022

    The One Management GP Limited and James Law Realty - Interim Stop Order

    FMA issued an interim stop order to The One Management GP Limited and James Law Realty regarding an offer in relation to The One in Longhorn Partnership Fund (‘the Fund’), which is only open to wholesale investors, including eligible investors. 28 March 2022
    Tags
    Enforceable action, Enforcement
    Type
    PDF

  12. 25 March 2022

    Zhongyang (Sean) Meng and Jiashun (Sam) Qian - Judgment

    JUDGMENT: Zhongyang (Sean) Meng and Jiashun (Sam) Qian have been ordered to pay pecuniary penalties of $180,000 and $130,000 respectively for market manipulation and disclosure breaches involving Oceania Natural Limited (ONL) shares.
    Tags
    Judgment, Enforcement
    Type
    PDF