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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1655 results. Displaying page 1 of 111

  2. 16 October 2024

    Guidance on winding up requirements for registered schemes

    This document is for Supervisors and Managers of registered schemes. It provides guidance on the requirements in section 212 (Initial steps in winding up of registered scheme) and section 213 (Winding-up report) of the Financial Markets Conduct Act 2013.

  4. 14 October 2024

    AML/CFT Programme Guideline

    This guideline is designed to help you develop and implement your anti-money laundering and countering financing of terrorism programme (programme) under the Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT) Act 2009 (the Act).

  8. 9 October 2024

    XRB MOU

    MOU between XRB and FMA

  9. 7 October 2024

    FMA v AA Insurance Ltd

    Judgement of AA Insurance to pay $6.175 million penalty for misleading customers