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A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1606 results. Displaying page 22 of 108

  1. 16 August 2022

    Banks, building societies and credit unions Climate Reporting Entities Flow Chart

    This flow chart, for Banks, building societies and credit unions, is to help determine if your organisation is a Climate Reporting Entity. This chart is only for guidance. It should not be considered to be, or relied on as, legal advice. Please ensure you undertake your own due diligence.
    Tags
    Banking, Climate related disclosure, Offer disclosure for equity and debt offers, Insurance Providers, Roles, Financial Institutions, Climate Reporting Entities, Business
    Type
    PDF, Guidance

  2. 16 August 2022

    Licensed Insurer Climate Reporting Entities Flow Chart

    This flow chart, for Licensed Insurers, is to help determine if your organisation is a Climate Reporting Entity. This chart is only for guidance. It should not be considered to be, or relied on as, legal advice. Please ensure you undertake your own due diligence.
    Tags
    Insurance Providers, Climate related disclosure, Financial Institutions, Climate Reporting Entities, Business
    Type
    PDF, Guidance

  3. 16 August 2022

    Listed Issuer Climate Reporting Entities Flow Chart

    This flow chart, for Listed Issuers, is to help determine if your organisation is a Climate Reporting Entity. This chart is only for guidance. It should not be considered to be, or relied on as, legal advice. Please ensure you undertake your own due diligence.
    Tags
    Derivative Issuer, Climate related disclosure, Roles, Offer disclosure for equity and debt offers, Insurance Providers, Climate Reporting Entities, Business
    Type
    PDF, Guidance

  4. 16 August 2022

    Managed Investment Scheme (MIS) Manager Climate Reporting Entities Flow Chart

    This flow chart, for Managed Investment Scheme (MIS) Managers, is to help determine if your organisation is a Climate Reporting Entity. This chart is only for guidance. It should not be considered to be, or relied on as, legal advice. Please ensure you undertake your own due diligence.
    Tags
    KiwiSaver providers, Climate related disclosure, Roles, Climate Reporting Entities, Business, Managed investment schemes
    Type
    PDF, Guidance

  6. 12 August 2022

    Consultation Proposed Standard conditions FAP full licensing

    Consultation: Proposed standard conditions for financial advice provider full licences and classes of financial advice service.
    Tags
    Financial Advice Provider, Consultations, Roles, Standard conditions, Licensing & registration, Business
    Type
    PDF

  7. 12 August 2022

    Standard Conditions - FAP licences

    Standard Conditions for financial advice provider licences.
    Tags
    Financial Advice Provider, Standard conditions, Roles, Licensing & registration, Business
    Type
    PDF

  9. 8 August 2022

    Exemption notice - Financial Markets Conduct (ANZ Bank New Zealand Limited-Offer of PPS)

    Financial Markets Conduct (ANZ Bank New Zealand Limited-Offer of PPS) Exemption Notice 2022. Pursuant to section 556 of the Financial Markets Conduct Act 2013, the Financial Markets Authority, being satisfied of the matters set out in section 557 of that Act, gives the following notice.
    Tags
    Exemptions, Business
    Type
    PDF, Exemption notice

  10. 2 August 2022

    Consumer Experience with the Financial Sector Survey 2022

    The Consumer Experience with the Financial Sector survey is our inaugural, nationally representative survey of New Zealand consumers. The FMA commissioned the survey to gain a comprehensive understanding of consumer experiences with the financial sector. The research reveals insights into the mindset and motivations of consumers as they manage their money and deal with financial services firms. This research is part of a commitment by the FMA to build a better understanding of consumers to help shape our regulation of the financial sector and deliver on our objectives. The data also provides valuable insights for the financial services industry, other Government agencies and consumer bodies.
    Tags
    Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), Financial Advice Provider, Financial Adviser, Offer information, Roles, Business, Managed investment schemes, Peer-to-peer lending service providers, Supervisor
    Type
    PDF, Research