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Consultation is an important part of our policy development process. Our consultation is designed to encourage quality engagement from interested businesses and individuals, balanced with the need to complete policy work within the required timeframe. When consulting on policy development we will:
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We have reviewed the feedback and updated the standard conditions. The new standard condition (no.12) comes into effect on 1 December 2015.
We are considering imposing a new standard condition and varying an existing standard condition for all derivatives issuer (DI) licences. Have your say by 5PM, Wednesday 7 August 2024
Consultation on the FMA’s proposed standard conditions for financial institution licences, as part of the Financial Markets (Conduct of Institutions) Amendment Act 2022 (CoFI Act). and post consultation documents.
Consultation: Proposed additional standard conditions for Authorised Financial Advisers. Read more here.
Consultation paper: Proposed variations to standard conditions of market services licences. This seeks to gather views on proposed variations to the standard conditions for Financial Markets Conduct Act 2013 (FMC Act) licences
The FMA is seeking feedback on the current standard conditions and where these can be streamlined.
The FMA is consulting on two standard conditions we are considering imposing for transitional licences, as part of the new financial advice regime.
In preparation for full licensing, we are consulting on the proposed classes of licence and the standard conditions to be imposed on full licences.
The FMA has issued a Regularly Impact Statement (RIS) and summary of responses following consultation on a proposed new business continuity and technology systems standard condition for managers of registered schemes (but not restricted schemes), DIMS providers, derivatives issuers, peer-to-peer lending providers and crowdfunding service providers.