First published 29 January 2015
Final date for submissions
27 February 2015
|Consultation paper||Consultation: Proposed additional standard conditions for Authorised Financial Advisers|
|Submission form||Included as a part of the consulation paper|
|E-mail for submission||[email protected] (please use the title of the consultation paper for the subject line)|
|Response to submissions||Response to submissions: Additional Standard Conditions for Authorised Financial Advisers with Personalised DIMS FAS scopes|
|Resulting document||Additional standard conditions now incorporated into the Standard Conditions which take effect from 1 June 2015|
In November 2014 we consulted on the minimum standards for an Authorised Financial Advisers (AFA) providing personalised Discretionary Investment Management Services (DIMS). In that consultation paper we included proposed additional standard conditions. In response to submissions we have received we proposed the additional standard conditions set out in this consultation paper, in place of those set out in the November 2014 paper.
The proposed additional standard conditions would only apply to AFAs authorised to provide personalised DIMS.
7 May 2015
The submissions have now been considered and integrated into the updated Standard Conditions for Authorised Financial Advisers and Standard Conditions with explanatory notes which take effect from 1 June 2015.