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Found 569 results. Displaying page 4 of 38

  1. 6 July 2017

    GC Venture Capital (GC)

    Financial Conduct Authority (FCA) issued a warning that GC Venture Capital is an unregistered entity.
    Tags
    International regulator alerts, Scams
    Type
    Page

  2. 9 February 2017

    Capital Trust Management

    Capital Trust Management is not registered on the FSPR therefore is not permitted to provide financial services to New Zealand residents.
    Tags
    International regulator alerts, Scams
    Type
    Page

  3. 23 February 2016

    Capital Market Investments Limited

    On the website http://www.noafx, Capital Market Investments Limited is claiming to be registered in New Zealand as a financial service provider and also a member of a disputes resolution scheme when in fact it is neither.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  4. 18 January 2018

    Capital Strategy Partners (CSP)

    CSP is not registered as a financial service provider in New Zealand and is therefore not permitted to provide financial services to New Zealand residents.
    Tags
    International regulator alerts, Scams
    Type
    Page

  5. 3 February 2023

    WOLFBROOK CAPITAL LIMITED

    WOLFBROOK CAPITAL LIMITED (FSP1001203) is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  6. 15 November 2017

    Victoria Capital Group

    Victoria Capital Group is not registered to provide financial services in New Zealand.
    Tags
    Investor warning, Unregistered business, Consumer, Scams
    Type
    Page

  7. 17 November 2017

    Bridge Capital Advisors

    The Australian Securities and Investments Commission (ASIC) warn that Bridge Capital Advisors could be involved in a scam and is an unlicensed entity in Australia.
    Tags
    Suspected scam, International regulator alerts, Scams
    Type
    Page

  8. 25 August 2017

    Macoo Capital Group Limited

    Macoo Capital Group Limited is not registered to provide financial services in New Zealand.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  9. 5 October 2017

    Investment and Trading Capital Limited

    ITC was removed from the New Zealand Companies Register on 15 September 2017 and has never been registered to provide financial services in New Zealand.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  10. 1 September 2013

    Cover Capital Partners

    Offers financial services in NZ without appropriate registration and has false advertising on their website.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  11. 1 August 2014

    Galleass Capital NZ Limited

    Persons offering financial services in NZ without appropriate registration or authorisation from FMA and false/misleading advertising
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  12. 16 December 2021

    Warning about Nostra Capital

    Warning: We are concerned that Nostra Capital is operating a scam via its website https://nostracapital.com. Nostra Capital is not a registered financial service provider in New Zealand and is therefore not permitted to provide financial services to New Zealand residents. We recommend caution if dealing with this entity.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  13. 3 February 2023

    SOURCE CAPITAL LIMITED

    SOURCE CAPITAL LIMITED (FSP1003320) is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  14. 16 November 2017

    Apex Capital AG

    Apex Capital AG is not registered to provide financial services in New Zealand.
    Tags
    Unregistered business, Investor warning, Consumer, Scams
    Type
    Page

  15. 24 November 2020

    Endeavor Capital Partners

    Endeavor Capital Partners is not registered to provide financial services in New Zealand.
    Tags
    Unregistered business, Investor warning, Consumer, Scams
    Type
    Page