Southern Cross Travel Insurance admits to making misleading statements and pays more than $1million
Southern Cross Travel Insurance admits liability for misleading discount claims and pays $1.1M under enforceable undertaking to FMA.
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Southern Cross Travel Insurance admits liability for misleading discount claims and pays $1.1M under enforceable undertaking to FMA.
Westpac accepted that it may have contravened fair dealing provisions of the Financial Markets Conduct Act (FMCA) and/or possible breaches relating to consumer credit contracts under the Fair Trading Act (FTA).
The Financial Markets Authority (FMA) and Commerce Commission have formally agreed with Westpac the steps the bank must take to refund fees to some 93,000 customers being overcharged $7 million.
Mr Talbot has offered this enforceable undertaking following an investigation made by the FMA into his trading of shares in VMob Group Limited (VMob). Read more.
The Financial Markets Authority (FMA) has agreed to accept enforceable undertakings from David John Hobbs and Jacqueline Hobbs, limiting their activities in New Zealand’s financial markets.
Murray Rex Alcock and Allister Ronald Knight (the Directors), of the various entities comprising the SPI group of companies (including SPI Property Fund Limited), have provided enforceable undertakings to the FMA. Read more.
The Securities Commission has accepted enforceable undertakings from the partners of Finance & Investments, Mr Andrew Harding and Mr Murray Scholfield.
Pritesh Patel’s enforceable undertaking accepted by FMA under sections 46 & 46A of the FMA Act 2011 for regulatory compliance.
Medical Kiwi made misleading statements in its August 2020 PledgeMe share offer; related undertakings accepted by FMA.
Enforceable Undertaking by Eoin Malcolm Miller Johnson on 27 August 2019.
Mr Talbot has offered this enforceable undertaking following an investigation made by the FMA into his trading of shares in VMob Group Limited (VMob). 3 April 2019.
Enforceable Undertaking by David Hobbs and Jacqueline Hobbs, July 2015.