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  1. 1 October 2012

    Securities Act (Brokers)

    Securities Act (Brokers) expired exemption notice
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  2. 1 October 2012

    Securities Act (Banks)

    Securities Act (Banks) expired exempton notice
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  7. 1 October 2012

    Mane Capital Markets

    Mane Capital Markets is a suspected scam
    Tags
    Suspected scam, Scams
    Type
    Page

  8. 1 October 2012

    KiwiSaver Report 2012

    This report also contains the fifth annual summary of statistical returns of KiwiSaver schemes, based on the Annual Returns for the period ended 31 March 2012, lodged by each individual scheme as required by section 125 of the Act.
    Tags
    Monitoring, Reports and Papers, KiwiSaver providers, Supervisor, Managed investment schemes, Roles, Business, News & Insights
    Type
    PDF

  14. 10 September 2012

    FMA welcomes High Court ruling on Perpetual

    High Court's judgment ruled that FMA can retain documents relating to its inquiries into Perpetual Trust Limited. Perpetual had previously brought a challenge against FMA's information-gathering notices, alleging they were unlawful. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  15. 10 September 2012

    Perpetual Trust Limited

    The FMA's inquiries focused on loans made by the Perpetual Cash Management Fund to Torchlight Fund No. 1 LP and the implications for the investors in the Fund and the Perpetual Mortgage Fund. Read more.
    Tags
    Enforcement
    Type
    Page