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  2. 30 July 2014

    Expense disclosure CE gifts 2014 jan feb

    CE gift and hospitality disclosure for the period 1 January 2014 - 30 June 2014
    Tags
    Chief Executive Gifts and Benefits Disclosure, FMA
    Type
    PDF

  8. 11 July 2014

    Ross Collins

    This criminal proceeding relates to allegations that Ross Collins, as a Director of Prosper Hills (2004) Limited, Prosper Hills (2006) Limited NZFIL 3, failed to deliver financial statements to the Registrar of Companies under ss 18(1) & 38(b) Financial Reporting Act 1993. Read more.
    Tags
    Court – criminal, Powers, Enforcement
    Type
    Page

  9. 8 July 2014

    FMA issues New Zealand’s first licence for peer-to-peer lending services

    The Financial Markets Authority (FMA) has issued its first peer-to-peer lending service licence. Auckland-based Harmoney is the first provider of this new financial service, under the provisions of the Financial Markets Conduct Act 2013.
    Tags
    Peer-to-peer lending service providers, Media release, Roles, Business, News & Insights
    Type
    Page

  12. 3 July 2014

    Review of non-filing of financial statements

    The purpose of this report is to remind directors of their statutory financial reporting obligations under the Financial
    Reporting Act 1993 (FRA), remind brokers and directors of the statutory filing obligations under the Securities Act (Contributory Mortgage) Regulations 1988, inform market participants of the findings of our review and highlight areas of concern, and inform market participants of FMA’s future focus in this area.
    Tags
    Client money or property services provider, Directors, Reports and Papers, Roles, Business, News & Insights
    Type
    PDF

  15. 3 July 2014

    Review of non-filing of financial statements

    The non-filing of financial statements by some financial markets participants is a persistent problem and has prompted FMA to undertake a review of issuers’ compliance with their financial reporting obligations.
    Tags
    Directors, Roles, Reports and Papers, Business
    Type
    Page, Financial reporting, Report