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  1. 13 April 2021

    Aotearoa Green Sustainable Co-Op (AGSO)

    Warning about Aotearoa Green Sustainable Co-Op (AGSO). We are concerned that AGSO is likely to be offering financial services and/or products to New Zealand residents without being appropriately registered on the Financial Service Providers Register to do so.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  2. 13 April 2021

    FMA provides breakdown of financial advice providers in the new regime

    The Financial Markets Authority (FMA) has provided transitional licence numbers under the new financial advice regime, revealing how many financial advice providers are operating in New Zealand. It follows the start of the new financial advice regime last month.
    Tags
    New Financial Advice regime, Media release, Financial Advice Provider, Financial Services Legislation Amendment Act (FSLAA), Roles, Business, News & Insights
    Type
    Page

  3. 13 April 2021

    Managed fund fees and value for money - guidance

    Guidance and principles to help managers and supervisors of KiwiSaver schemes and other managed investment schemes to demonstrate how they are meeting their existing obligations, statutory duties, and conduct expectations in respect of fees and value for money. Published in April 2021.
    Tags
    KiwiSaver providers, Roles, Business, Managed investment schemes, Supervisor
    Type
    PDF, Guidance

  4. 13 April 2021

    KiwiSaver performance fees guidance note

    This guidance note updated in 2021 is intended for the managers and supervisors of KiwiSaver schemes. It sets out the criteria against which the Financial Markets Authority (FMA) will assess the reasonableness of performance fees.
    Tags
    KiwiSaver providers, Roles, Business, Managed investment schemes, Supervisor
    Type
    PDF, Guidance

  5. 13 April 2021

    Managed fund fees and value for money - submissions report

    In December 2020 we published a consultation paper seeking input from KiwiSaver managers, KiwiSaver supervisors, other MIS managers, and other interested parties, on the regulatory approach to the statutory requirement that KiwiSaver fees must not be unreasonable and the related overarching statutory duties. This report summarises the feedback we received.
    Tags
    Reports and Papers, Roles, Business, Consumer, Managed investment schemes, News & Insights
    Type
    PDF

  6. 13 April 2021

    beaventrusteesltd.com

    We are concerned the operators of the website www.beaventrusteesltd.com may be
    operating a scam. The website is falsely claiming to be associated with Beaven Trustees Limited, a New Zealand incorporated company. We understand the website is using the company’s details without permission.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  8. 9 April 2021

    Cash Forex Group/CashFX

    WARNING: The FMA recommends exercising caution before dealing with Cash Forex Group/ CashFX Group.
    Tags
    Suspected scam, Scams
    Type
    Page

  9. 8 April 2021

    True North Equities Limited

    True North Equities Limited is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  10. 8 April 2021

    Sirius Limited

    Sirius Limited (FSP1000067) is an AML/CFT reporting entity
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    Page

  11. 7 April 2021

    Haggart, Eckhoff and Associates

    We are concerned that Haggart, Eckhoff and Associates may be operating a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  12. 7 April 2021

    Continuity Capital PE6 GP Limited

    Continuity Capital PE6 GP Limited is an AML reporting enity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page