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1. 1 November 2013

   Exemption Notice 2013 - Securities Markets Act (Meridian Energy Limited Substantial Security Holder)

   Securities Markets Act (Meridian Energy Limited Substantial Security Holder) Exemption Notice 2013

2. 30 October 2013

   Main board/debt market listing rules - Approval of market rules notice 2013

   This notice allows for NZX to replace the NZSX/NZDX listing rules dated 5 Oct 2012 with the board/debt market listing rules dated 30 Oct 2013

3. 1 October 2013

   KiwiSaver Report 2013

   The report details the principal matters transacted under the Act during the year ended 30 June 2013, and contains the sixth annual summary of the statistical returns, required to be lodged by KiwiSaver schemes under section 125 of the Act.

4. 30 September 2013

   Monitoring of non-GAAP disclosures response to guidance note

   In this review we assessed the market’s response to the guidance note to gain an early indication of whether disclosures around non-GAAP (generally accepted accounting principles) financial information are improving.

5. 30 August 2013

   NZ Council of Victim Support Groups - MOU

   MOU concerning consultation, cooperation and the exchange of information between the FMA and New Zealand Council of Victim Support Groups

6. 1 August 2013

   Consultation feedback Practical implications of Factsheet on Managing Intermediaries

   Consultation feedback from DLA Phillips Fox: Practical implications of Factsheet on Managing Intermediaries feedback

7. 1 August 2013

   Guardian Trust submission

   Submission made on behalf of The New Zealand Guardian Trust Company Limited in response to the consultation paper 'Practical Implications of Reporting Entitie transacting with other Reporting Entities and the Factsheet.

8. 1 August 2013

   Harbour submission

   Submission in response to consultation by Harbour.

9. 1 August 2013

   Consultation response managing intermediaries Champman tripp 2013

   Response to consultation - Chapman Tripp, 1 Aug 2013: practical implications of reporting entities transacting with other reporting entities

10. 1 August 2013

    Kensington Swan Lawyers submission

    Response to consultation paper from Kensington Swan, 1 Aug 2013: Practical implications of Reporting Entities transacting with other Reporting Entities and the Factsheet on Managing Intermediaries.

11. 1 August 2013

    MinterEllisonRuddWatts Lawyers submission

    Feedback on consultation from Minter Ellison Rudd Watts, 1 Aug 2013: Practical implications of factsheet on Managing intermediaries feedback

12. 1 August 2013

    New Zealand Bankers Association submission

    Response to consultation, New Zealand Bankers Association, 3 Aug 2013: Draft factsheet on managing intermediaries

13. 1 August 2013

    practical implications of factsheet on managing intermediaries feedback 3 1

    Response to Consultation by AMP Capital: Practical Implications of Factsheet on Managing Intermediaries feedback.

14. 1 August 2013

    Trustee Corporations Association of New Zealand Inc submission

    Feedback to consultation from Trustee Corporations Association of New Zealand Inc, 1 Aug 2013:Factsheet on managing intermediaries feedback

15. 1 August 2013

    Trustees Executors submission

    Submission from Trustees Executors in response to the Consultation paper: practical implications of reporting entities transacting with other reporting entities