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1. 10 March 2023

   Du Val Capital Partners Limited and Du Val Group NZ Limited - Formal Warning

   Formal warning issued to Du Val Capital Partners by the FMA on 10 March 2023.

2. 10 March 2023

   Financial Services Legislation Amendment Act 2019 (FSLAA)

   The Financial Services Legislation Amendment Act 2019 (FSLAA) introduces a new framework for giving financial advice in New Zealand. Read a summary of the changes, the FMA's role, who needs a licence and get information on how to apply for a licence on these pages.

3. 9 March 2023

   Explore your Financial Advice Provider (FAP) options

   The explore your options tool was created to help financial advice providers navigate the licensing options under the new financial advice regime. It covers some of the more straightforward ways you can operate.

4. 8 March 2023

   KiwiSaver statistical returns user guide

   User guide for KiwiSaver managers on completing the annual statistical return, covering income, fees, membership, fund data, and withdrawals.

5. 7 March 2023

   Investing basics

   Understand the basics of investing by working out what kind of investor you are and learning the skills to manage your investments confidently. Helping investors make better informed decisions.

6. 7 March 2023

   FAP regulatory returns questions Class 3

   Final question set for Class 3 FAPs covering advice models, nominated reps, outsourcing, client property, digital advice, and cybersecurity controls.

7. 7 March 2023

   FAP regulatory returns questions Class 1

   Final question set for Class 1 FAPs detailing regulatory return requirements across advice services, complaints, outsourcing, and continuity.

8. 7 March 2023

   FAP regulatory returns questions Class 2

   Final regulatory return questions for Class 2 FAPs covering advice services, authorised bodies, outsourcing, complaints, and tech systems.

9. 6 March 2023

   KiwiSaver annual statistical returns

   The purpose of this guide is to explain how to complete the KiwiSaver annual statistical return and the page provides a link to FMA's online services where you can complete your return online.

10. 28 February 2023

    Deciding how to invest

    Deciding how you wish to invest? Read about the three most important things to consider before you invest: risk, return and cost.

11. 23 February 2023

    Notice of approved auditing courses

    FMA-approved auditing courses list for auditor licensing in New Zealand, including current and legacy qualifications from CAANZ, CPA, ICAEW, and more.

12. 20 February 2023

    CoFI ID consultation feedback form

    This consultation feedback form relates to the proposed guidance that outlines our expectations when financial institutions are distributing products and services through intermediaries, under the CoFI regime.

13. 20 February 2023

    CoFI id guidance consultation paper

    This consultation paper seeks feedback on proposed guidance that outlines our expectations when financial institutions are distributing products and services through intermediaries, under the CoFI regime.

14. 20 February 2023

    Consultation CoFI id draft guidance

    This DRAFT guidance document relates to the consultation seeking feedback on proposed guidance that outlines our expectations when financial institutions are distributing products and services through intermediaries, under the CoFI regime.

15. 15 February 2023

    Regulatory Impact Statement FAP Regulatory Returns

    This document is for financial advice providers, financial advisers, and other interested parties. It discusses the regulatory reporting requirements as required by Standard Condition 3 for licensed financial advice providers.