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1. 14 May 2019

   5 Most Expensive Trials - OIA response

   OIA response, dated 14 May 2019, regarding the FMA’s five most expensive trials, what they involved and a summary of costs

2. 1 May 2019

   Financial reporting reviews 2019

   This statement outlines our approach to financial reporting reviews, and highlights selected areas of interest for 2019/20 reviews.

3. 1 May 2019

   Morgan De Vere Corporate Finance Limited - Court decision

   District Court decision in the case against Morgan De Vere Corporate Finance Limited, 1 May 2019.

4. 30 April 2019

   Careers

   The FMA is a vibrant and dynamic values-based organisation that fosters diversity; work-life balance, a commitment to employee well-being; learning and development team, and promotes opportunity within the organisation. Find out more about working for the FMA and see a list of our current positions available here.

5. 29 April 2019

   Financial Exemption Notice 2015 - Markets Conduct (Chubb Insurance Company of Australia Limited)

   Financial Markets Conduct (Chubb Insurance Company of Australia Limited) Exemption Notice 2015

6. 24 April 2019

   Exemption Notice - Financial Markets Conduct Goldman Sachs

   Financial Markets Conduct Exemption Notice 2019: Goldman Sachs.

7. 16 April 2019

   Exemption Notice - RIS Group Limited

   Financial Markets Conduct Exemption Notice 2019: RIS Group Limited.

8. 15 April 2019

   2019 Annual Letter of expectations

   Annual letter of expectations from the Minister April 2019

9. 14 April 2019

   Scam info for Asian communities | 投资类骗局

   Asian communities are being targetted by investment scammers. This page translates into Mandarin the things you need to be mindful of when investing.

10. 12 April 2019

    ANZ Bank New Zealand Limited - Supreme Court Judgment

    Supreme Court Judgment in the case against ANZ Bank New Zealand Limited, 12 April 2019.

11. 9 April 2019

    Mark Talbot - Enforceable Undertaking

    Mr Talbot has offered this enforceable undertaking following an investigation made by the FMA into his trading of shares in VMob Group Limited (VMob). 3 April 2019.

12. 9 April 2019

    Mark Stephen Talbot - Sentencing Notes

    High Court Sentencing remarks in the case against Mark Stephen Talbot, 9 April 2019.

13. 5 April 2019

    Exemption Notice - OnePath Custodians Pty Limited

    Financial Markets Conduct Exemption Notice 2019: OnePath Custodians Pty Limited.

14. 4 April 2019

    Financial Markets Conduct - NZX Listing Rules Approval of Rule Change Notice

    This notice allows NZX to replace the NZX Issuer Rules, dated 1 January 2016, with the corresponding amended rules with effect from 1 January 2020 or as otherwise determined by NZX in accordance with the Participant Rule 1.4.1

15. 3 April 2019

    Exemption Notice - Financial Markets Conduct Harbour Investment Funds

    Financial Markets Conduct (Harbour Investment Funds) Exemption Notice 2019