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Found 616 results. Displaying page 15 of 42

1. 19 October 2022

   InvestNow Saving and Investment Service Limited - Warning

   Formal warning from FMA to InvestNow Saving and Investment Service Limited for failing to comply with anti-money laundering.

2. 12 October 2022

   AML/CFT Designated Business Group – Scope Guideline

   This guideline is designed to help reporting entities understand which obligations may be shared by members of a designated business group (DBG).

3. 10 October 2022

   Consultation FAP Class 2 regulatory returns

   This consultation is intended for Class 2 licensed financial advice providers (FAPs).

4. 10 October 2022

   Consultation FAP Regulatory Returns Class 1

   This consultation document is intended for Class 1 licensed financial advice providers (FAPs).

5. 10 October 2022

   Feedback form FAP Regulatory Returns Class 1 Consultation

   Feedback form for proposed regulatory returns for licensed Class 1 financial advice providers (FAPs)

6. 10 October 2022

   Feedback form FAP Class 2 Regulatory Returns consultation

   Feedback form for consultation - Class 2 FAP regulatory returns.

7. 10 October 2022

   Questions for FAP Class 2 regulatory returns

   Questions you will be asked online when you submit your FAP Class 2 regulatory return.

8. 5 October 2022

   Climate risks and the impact on financial statement audits

   This document provides clarity for auditors about the expectations for information about climate risks in audit files.

9. 4 October 2022

   KiwiSaver Annual Report 2022

   KiwiSaver Annual Report published by the FMA 2022.

10. 3 October 2022

    Consultation paper guidance accounting records

    Consultation paper: Proposed guidance and expectations for keeping proper accounting records

11. 3 October 2022

    Feedback form accounting records consultation

    Feedback form: consultation proposed guidance for keeping proper accounting records.

12. 30 September 2022

    Climate related disclosure Record keeping initial monitoring approach

    FMA's initial monitoring approach for climate-related record keeping - to inform and support new climate reporting entities to meet their statutory reporting requirements.

13. 29 September 2022

    Catalist market operator obligations review 2022

    This report covers the first market obligations review for Catalist, and covers the period from 21 June 2021, the licence commencement date, to 31 March 2022, the end of Catalist’s first reporting period.

14. 27 September 2022

    Consultation paper Client money or property service provider guidance

    Consultation on proposed guidance on the obligations for client money or property service providers.

15. 27 September 2022

    Feedback form Client money and property service guidance

    Feedback form for consultation client money and property services guidance.