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Found 293 results. Displaying page 9 of 20

1. 30 April 2019

   Careers

   The FMA is a vibrant and dynamic values-based organisation that fosters diversity; work-life balance, a commitment to employee well-being; learning and development team, and promotes opportunity within the organisation. Find out more about working for the FMA and see a list of our current positions available here.

2. 15 April 2019

   2019 Annual Letter of expectations

   Annual letter of expectations from the Minister April 2019

3. 22 March 2019

   Complaints against AFAs and RFAs - OIA response

   OIA, dated 22/03/2019, regarding complaints made to the FMA about Authorised Financial Advisers and Registered Financial Advisers over the last five years

4. 22 March 2019

   Spending on advertising - OIA response

   OIA Request regarding spending on advertising

5. 14 March 2019

   Bublitz First Trial costs - OIA response

   OIA response, dated 14 March 2019, regarding the cost breakdown of the Bublitz First Trial

6. 18 February 2019

   Bublitz Trial cost - OIA response

   OIA response, dated 18 February 2019, rearding R v Bublitz & Ors second trial costs

7. 18 February 2019

   Expense Disclosure CE Hospitality July Dec 2018

   CE expense disclosure for the period 1 July 2018 - 31 December 2018.

8. 18 February 2019

   Expense Disclosure CE Gifts July Dec 2018

   CE gifts and benefits disclosure for the period 1 July 2018 - 31 December 2018

9. 18 February 2019

   Expense Disclosure CE Travel July Dec 2018

   CE expense disclosure for the period 1 July 2018 - 31 December 2018.

10. 18 February 2019

    Expense Disclosure CE Other July Dec 2018

    CE expense disclosure for the period 1 July 2018 - 31 December 2018.

11. 15 February 2019

    Gifts and Hospitality since 2013 - OIA response

    OIA response, dated 15 Feb 2019, requesting information surrounding any gifts and hospitality given to FMA staff by private organisations since 2013.

12. 15 February 2019

    Financial Advisers Disciplinary Committee decisions - OIA request

    OIA respnse, dated 15 February 2019, regarding Financial Advisers Disciplinary Committee (FADC) example cases and decisions

13. 5 February 2019

    OIA Reporting Enitites

    OIA response, dated 5 February 2019, regarding the number of times in 2019 that the FMA requested a reporting entity (RE) seek an audit of its risk assessment

14. 17 December 2018

    Workplace sexual harassment survey - OIA response

    OIA survey response regarding workplace sexual harassment

15. 15 December 2018

    Conduct and culture review remediation categories - OIA response

    Conduct and culture review of banks remediation categories OIA response on 15 December 2018