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31 March 2021

31 March 2021 Disclose Register KiwiSaver fund updates

This document is the Disclose Register for KiwiSaver fund updates for 31 March 2021
31 March 2021

31 March 2021 Disclose Register MIS fund updates

This document is the Disclose Register for MIS fund updates for 31 March 2021
26 March 2021

Exemption notice - AIA International Limited

Financial Markets Conduct (AIA International Limited) Exemption Notice 2021.
25 March 2021

Consultation Response to submissions regulatory returns DI MIS DIMS

Response to consultation submissions: Content of regulatory returns for licensed DI, MIS managers and DIMS providers.
23 March 2021

Exemption notice - Financial Markets Conduct Trustee Executors Limited

Financial Markets Conduct (Trustees Executors Limited) Exemption Notice 2021
18 March 2021

Exemption Notice - QBE Group 2021

Financial Markets Conduct Exemption Notice 2021: QBE Group.
16 March 2021

Exemption notice - EML Payment Solutions

EML Payment Solutions Exemption Notice 2021
16 March 2021

Exemption notice - Financial Markets Conduct Merrill Lynch Pierce Fenner Smith Incorporated

Financial Markets Conduct Merrill Lynch Pierce Fenner Smith Incorporated Exemption Notice 2021
15 March 2021

Crypto asset service providers

This page provides information about your obligations if you provide a ‘financial service’ related to crypto assets in New Zealand. Read more about types of financial products, initial coin offers, registration, AML/CFT obligations and fair dealing requirements
10 March 2021

Consultation paper Proposed class exemption for restricted schemes

Consultation paper: Proposed class exemption for restricted schemes from certain disclosure and reporting obligations.
9 March 2021

Financial Markets Conduct (Australian Licensees) Exemption Notice 2020 guidance note

This guidance note 2020 provides an overview of the exemption notice relating to Australian advice businesses giving advice to New Zealand retail clients, and the circumstances in which a business may be able to rely on it.
9 March 2021

Consultation Recognition of Australian adviser qualifications submissions report

The following submissions were received in response to our consultation on recognition of Australian adviser qualifications.
9 March 2021

Proposed exemption restricted schemes feedback form

Consultation feedback form: restricted schemes
3 March 2021

Exemption notice - Allianz Australia Insurance Limited

Allianz Australia Insurance Limited Exemption Notice 2021.
2 March 2021

Exemption notice - Financial Markets Conduct ICAP Brokers Pty Limited and ICAP New Zealand Limited

Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2021