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Found 1089 results. Displaying page 15 of 73

1. 26 June 2023

   CoFI intermediated distribution consultation themes

   Summary of key themes. An overview of feedback received as part of consultation on the proposed CoFI guidance note on intermediated distribution.

2. 26 June 2023

   CoFI intermediated distribution submissions report

   Submissions report: Proposed guidance on CoFI intermediated distribution. Collation of written feedback received as part of the FMA’s public consultation on the proposed CoFI (Conduct of Financial Institutions) guidance note on intermediated distribution.

3. 23 June 2023

   Consultation paper proposed guidance for keeping proper CRD records

   Consultation paper proposed guidance for keeping proper Climiate Related Dislcosures records.

4. 23 June 2023

   Climate Reporting Disclosures and the use of third party providers

   Guidance document - climate related disclosure and the use of third party providers

5. 23 June 2023

   Proposed guidance and expectations for keeping proper climate-related disclosure records

   This PROPOSED guidance note is for entities that have climate-related disclosure obligations under Part 7A of the Financial Markets Conduct Act 2013. It is intended to help climate reporting entities (CREs) to meet their statutory requirement to keep proper climate-related disclosure records at all times.

6. 23 June 2023

   Submission form Proposed guidance for keeping proper CRD records

   Submission form for response to the Consultation - Proposed guidance for keeping proper CRD records

7. 20 June 2023

   Consultation paper Proposed exemptions for CREs in liquidation receivership or voluntary administration

   Consultation paper to provide a class exemption to provide relief from climate reporting duties for CREs that are in liquidation, receivership, or voluntary administration.

8. 20 June 2023

   Submission form Proposed exemptions for CREs in liquidation receivership or voluntary administration

   Submission form for consultation responses - proposed exemptions for CREs in liquidation, receivership, or voluntary administration.

9. 15 June 2023

   ICE Futures Europe general obligations review 2023

   The 2023 ICE Futures Europe general obligations review focuses on whether the FCA was satisfied with IFEU’s compliance during the review period.

10. 15 June 2023

    ICE Futures US general obligations review 2023

    The 2023 ICE Futures US general obligations review review focuses on whether the CFTC was satisfied with IFUS’s compliance during the review period.

11. 8 June 2023

    Exemption Notice - Financial Market Conduct Christchurch City Holdings limited Subsidiary Balance Date Alignment

    Financial Market Conduct (Christchurch City Holdings Limited Subsidiary Balance Date Alignment) Exemption Notice 2023.

12. 31 May 2023

    Consultation paper Renewal of class exemption for same class offers ASX NZX quoted financial products

    Consultation paper for Renewal of class exemption for same class offers ASX/NZX-quoted financial products.

13. 19 May 2023

    Derivative Issuer Regulatory Return Data Template

    Regulatory return data template for derivative issuers.

14. 19 May 2023

    DIMS Regulatory Return Data Template

    DIMS Regulatory Return Data Template.

15. 18 May 2023

    Exemption Notice - Embark Early Education Limited

    FMA exempts Embark Early Education Ltd from Part 3 of the FMC Act for a share offer under a proposed scheme of arrangement via Companies Act Part 15.