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1. 1 November 2014

   Declaration by director of relevant party to license

   Declaration form to be completed by director of a relevant party when the Applicant has applied for a market services licence under Part 6 of the Financial Markets Conduct Act 2013 (FMC Act) and disclosure is required by relevant parties, as defined in regulation 189 of the Financial Markets Conduct Regulations 2014 (Regulations).

2. 1 November 2014

   Declaration by senior manager of related body

   This declaration should be completed by the the senior manager of a related body when applying for a market service licence. This is relevant to senior managers of crowd funding services; peer-to-peer; MIS managers; DIMS providers; Derivative issuers and independent trustees.

3. 1 November 2014

   Standard Conditions for peer-to-peer lending services

   Your guide to the standard conditions that apply to a licensed Peer-to-peer market service under the Financial Markets Conduct Act.

4. 1 October 2014

   Declaration by executive director of related body

   Declaration form to be completed by executive director's of a related body.

5. 18 June 2014

   Licensing guide - small DIMS businesses

   FMA guide for small businesses on applying for a DIMS licence under the FMC Act, tailored for lower-risk discretionary services.

6. 1 June 2014

   Declaration by current proposed senior manager of licence applicant

   Declaration to be completed by a current proposed senior manager of a licence applicant for all applications for roles under the FMC Act 2013.

7. 1 June 2014

   Declaration by current proposed director of licence applicant

   Declaration to be completed by current or proposed directors of a licence applicant for market services licences under the FMC Act 2013.

8. 1 June 2014

   Curriculum vitae of management team member of licence applicant

   Form to be completed with details of the Curriculum vitae of management team members of a licence applicant for all applications under the FMC Act 2013.

9. 1 June 2014

   Declaration by independent trustee individual

   Declaration form to be completed by individual independent trustees.

10. 11 February 2014

    ASX Ltd Financial Product Market Licence 2014

    New Zealand Financial Product Market Licence (Australian Securities Exchange Limited) 2014

11. 1 June 2012

    Licence Application Guide - overseas Auditors and Audit Firm registrations

    Guide for overseas auditors and firms on applying for audit registration authorisation and standard auditor licences with the FMA.