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Found 298 results. Displaying page 9 of 20

1. 23 July 2019

   Strategic Risk Outlook 2019

   The Strategic Risk Outlook 2019 provides our medium-term view (three to five years) of the most significant risks to and opportunities for promoting fair, efficient and transparent financial markets.

2. 23 July 2019

   Expensive Trials - OIA response

   OIA response, dated 23 July 2019, regarding the FMA’s five most expensive trials, what they involved and a summary of costs

3. 15 July 2019

   OIA Investigation into the ANZ rural growth fund

   OIA response, dated 15 July 2019, regarding any information related to the Rural Growth Fund Scheme (Scheme), operated by the National Bank and later the ANZ National Bank

4. 28 June 2019

   ANZ or David Hisco gifts or hospitality - OIA request

   OIA response, dated 28 June 2019, regarding gifts or hospitality provided by ANZ/David Hisco

5. 14 May 2019

   5 Most Expensive Trials - OIA response

   OIA response, dated 14 May 2019, regarding the FMA’s five most expensive trials, what they involved and a summary of costs

6. 30 April 2019

   Careers

   The FMA is a vibrant and dynamic values-based organisation that fosters diversity; work-life balance, a commitment to employee well-being; learning and development team, and promotes opportunity within the organisation. Find out more about working for the FMA and see a list of our current positions available here.

7. 15 April 2019

   2019 Annual Letter of expectations

   Annual letter of expectations from the Minister April 2019

8. 22 March 2019

   Complaints against AFAs and RFAs - OIA response

   OIA, dated 22/03/2019, regarding complaints made to the FMA about Authorised Financial Advisers and Registered Financial Advisers over the last five years

9. 22 March 2019

   Spending on advertising - OIA response

   OIA Request regarding spending on advertising

10. 14 March 2019

    Bublitz First Trial costs - OIA response

    OIA response, dated 14 March 2019, regarding the cost breakdown of the Bublitz First Trial

11. 18 February 2019

    Bublitz Trial cost - OIA response

    OIA response, dated 18 February 2019, rearding R v Bublitz & Ors second trial costs

12. 18 February 2019

    Expense Disclosure CE Hospitality July Dec 2018

    CE expense disclosure for the period 1 July 2018 - 31 December 2018.

13. 18 February 2019

    Expense Disclosure CE Gifts July Dec 2018

    CE gifts and benefits disclosure for the period 1 July 2018 - 31 December 2018

14. 18 February 2019

    Expense Disclosure CE Travel July Dec 2018

    CE expense disclosure for the period 1 July 2018 - 31 December 2018.

15. 18 February 2019

    Expense Disclosure CE Other July Dec 2018

    CE expense disclosure for the period 1 July 2018 - 31 December 2018.