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Found 1088 results. Displaying page 15 of 73

23 June 2023

Submission form Proposed guidance for keeping proper CRD records

Submission form for response to the Consultation - Proposed guidance for keeping proper CRD records
20 June 2023

Consultation paper Proposed exemptions for CREs in liquidation receivership or voluntary administration

Consultation paper to provide a class exemption to provide relief from climate reporting duties for CREs that are in liquidation, receivership, or voluntary administration.
20 June 2023

Submission form Proposed exemptions for CREs in liquidation receivership or voluntary administration

Submission form for consultation responses - proposed exemptions for CREs in liquidation, receivership, or voluntary administration.
15 June 2023

ICE Futures Europe general obligations review 2023

The 2023 ICE Futures Europe general obligations review focuses on whether the FCA was satisfied with IFEU’s compliance during the review period.
15 June 2023

ICE Futures US general obligations review 2023

The 2023 ICE Futures US general obligations review review focuses on whether the CFTC was satisfied with IFUS’s compliance during the review period.
8 June 2023

Exemption Notice - Financial Market Conduct Christchurch City Holdings limited Subsidiary Balance Date Alignment

Financial Market Conduct (Christchurch City Holdings Limited Subsidiary Balance Date Alignment) Exemption Notice 2023.
31 May 2023

Consultation paper Renewal of class exemption for same class offers ASX NZX quoted financial products

Consultation paper for Renewal of class exemption for same class offers ASX/NZX-quoted financial products.
19 May 2023

Derivative Issuer Regulatory Return Data Template

Regulatory return data template for derivative issuers.
19 May 2023

DIMS Regulatory Return Data Template

DIMS Regulatory Return Data Template.
18 May 2023

Exemption Notice - Embark Early Education Limited

FMA exempts Embark Early Education Ltd from Part 3 of the FMC Act for a share offer under a proposed scheme of arrangement via Companies Act Part 15.
10 May 2023

Exemption notice - Sharesies Investment Management Limited

The Notice exempts Sharesies Investment Management Limited (Sharesies) as manager of the Sharesies KiwiSaver Scheme (Scheme), and the self-select fund in the Scheme (self-select fund) from certain provisions of the Financial Markets Conduct Act 2013.
9 May 2023

Exemption notice expired - Sharesies 2023

Sharesies EXPIRED exemption notice.
9 May 2023

Sharesies levy waiver

Pursuant to REgulation 14 of the Financial Markets Authority (Levies) Regulations 2012, the FMA grated a waiver of part of the FMA levy to the proposed Sharesies KiwiSaver Scheme.
9 May 2023

Supervisors Licence Covenant Trustee Services Limited

Covenant Trustee Services Limited is licensed to act as supervisor for debt securities, registered schemes, and retirement villages in New Zealand.
8 May 2023

Supervisor Licence - the new zealand guardian trust company limited

This licence certificate is to certify that The New Zealand Guardian Trust Company LImited, FSP33501 is licenced as a Supervisor in respect of debt securities and registered schemes in New Zealand.