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1. 9 September 2022

   Financial Markets Conduct NZX NZ Markets Disciplinary Rules Approval of Rule Change Notice 2022

   This notice is the Financial Markets Conduct (NZX NZ Markets Disciplinary Tribunal Rules) Approval of Rule Change Notice 2022.

2. 26 July 2021

   Regulators’ discussion on Conduct of Financial Institutions Amendment Bill, Financial Markets Law Conference 2021

   Regulators’ discussion on Conduct of Financial Institutions Amendment Bill, Financial Markets Law Conference, Auckland, 26 July 2021

3. 2 March 2021

   Exemption notice - Financial Markets Conduct ICAP Brokers Pty Limited and ICAP New Zealand Limited

   Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2021

4. 29 November 2019

   Financial Markets Conduct - Disclosure of Relevant Interests by Directors and Senior Manager Exemption Notice

   Exemption notice issued by the FMA for Financial Markets Conduct Disclosure of Relevant Interests by Directors and Senior Managers.

5. 30 October 2018

   Exemption notice - Financial Markets Conduct Asteron Retirement Investment Limited and Asteron Life Limited 2018

   Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2018

6. 24 November 2016

   Exemption Notice - Financial Markets Conduct NZ Mortgage Income Trust No 2 Group Investment Fund

   Financial Markets Conduct Exemption Notice 2016: NZ Mortgage Income Trust (No 2 Fund) Group Investment Fund.

7. 16 December 2015

   Financial Markets Conduct Act (NZX Markets - Standard Settlement) Approval of Market Rules Notice 2015

   FMA approval of NZX market rules under FMC Act 2013 for standard settlement across debt, equity, and alternative markets.

8. 1 December 2015

   Exemption Notice - Financial Markets Conduct ICAP Brokers Pty Limited and ICAP New Zealand Limited

   Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2015

9. 30 November 2014

   Exclusions under the Financial Markets Conduct Act 2013 FMC Act Summary of Schedule 1

   Exclusions under the Financial Markets Conduct Act 2013 FMC Act Summary of Schedule 1. Published November 2014.

10. 21 May 2021

    Exemption Notice - Silverwood Land 2015 Limited Partnership

    Financial Markets Conduct Exemption Notice 2021: Silverwood Land 2015 Limited Partnership

11. 29 April 2021

    Exemption Notice - Spark New Zealand Limited Group

    Financial Markets Conduct Exemption Notice 2021: Spark New Zealand Limited Group.

12. 3 July 2020

    Exemption notice - AxiCorp Financial Services

    Financial markets Conduct Exemption Notice 2020: AxiCorp Financial Services Pty Ltd.

13. 25 July 2019

    Exemption Notice - Managed Funds Loan Disclosure Requirements

    Financial Markets Conduct Exemption Notice 2019: Managed Funds Loan disclosure requirements.

14. 21 March 2018

    Exemption Notice - Moorhouse Central Proportionate Ownership Scheme

    Financial Markets Conduct (Moorhouse Central Proportionate Ownership Scheme) Exemption Notice 2018

15. 7 February 2018

    Designation Amendment Notice MIPs

    Financial Markets Conduct (Shares in Investment Companies) Designation Amendment Notice 2018