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Found 83 results. Displaying page 4 of 6

1. 23 November 2022

   Exemption Notice - Financial Markets Conduct Irish UCITS

   This notice is the Financial Markets Conduct (Irish UCITS) Exemption Notice 2022

2. 21 September 2022

   WIW2022 Website banners

   World Investor Week 2022 promotion materials. This zip file includes website banners

3. 23 October 2024

   DIMS Sector Insights 2024

   Insights from our 2022-2024 monitoring of the Discretionary Investment Management Service (DIMS) sector

4. 31 January 2024

   CE Expense Disclosure Hospitality Samantha Barrass Jul 22 Jun 2023

   CE hospitality expense disclosure, for the period Jul 2022 to June 2023 for Samantha Barrass.

5. 31 January 2024

   CE Expense Disclosure Gifts Samantha Barrass Jul 22 Jun 2023

   CE Gifts expense disclosure, for the period Jul 2022 to June 2023 for Samantha Barrass.

6. 31 January 2024

   CE Expense Disclosure Other Samantha Barrass Jul 22 Jun 2023

   CE other expense disclosure, for the period Jul 2022 to June 2023 for Samantha Barrass.

7. 31 January 2024

   CE Expense Disclosure Summary Samantha Barrass Jul 22 Jun 2023

   CE summary expense disclosure, for the period Jul 2022 to June 2023 for Samantha Barrass.

8. 31 January 2024

   CE Expense Disclosure Travel Samantha Barrass Jul 22 Jun 2023

   CE Travel expense disclosure, for the period Jul 2022 to June 2023 for Samantha Barrass.

9. 15 March 2022

   Exemption Notice - Financial Markets Conduct JP Morgan Chase Bank N.A.

   This notice is the Financial Markets Conduct (JP Morgan Chase Bank N.A.) Exemption Notice 2022.

10. 22 April 2022

    Exemption Notice - Financial Markets Conduct Berkshire Hathaway Specialty Insurance Company

    This notice is the Financial Markets Conduct Act (Berkshire Hathaway Specialty Insurance Company) Exemption Notice 2022.

11. 30 September 2022

    AIA New Zealand Ltd - Judgment

    AIA fined $700K by Auckland High Court for false or misleading representations to customers, per FMA enforcement, Sept 2022.

12. 14 June 2022

    Cigna and OnePath Life - Enforceable Undertaking

    OnePath & Cigna admit FMCA breaches, jointly paying $180K to FMA for fair dealing failures in NZ insurance, June 2022.

13. 13 September 2021

    Samantha Barrass bio

    Bio for Samantha Barrass who is appointed the new Chief Executive of the FMA, beginning her role in early 2022.

14. 18 March 2022

    Impact of Russia Sanctions on AML/CFT reporting entities

    An update from the three AML/CFT Act supervisors to reporting entities on what is required of them under the Russia Sanctions Act 2022.

15. 27 June 2023

    NZX Obligations Review 2023

    Findings from the FMA's review of how well NZX is meeting its licensed market operator obligations, for the period 1 January to 31 December 2022.