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Found 83 results. Displaying page 3 of 6

1. 7 March 2022

   Simplicity NZ Ltd - Direction Order

   Direction order issued to Simplicity NZ Limited pursuant to section 414 of the FMC Act 2022 7 March 2022.

2. 27 April 2022

   Exemption Notice - Financial Markets Conduct Plus500AU Pty ltd 2022Ltd

   Financial Markets Conduct (Plus500AU Pty Ltd) Exemption Notice 2022

3. 24 November 2023

   Audit Quality Monitoring Report 2023

   Audit Quality Monitoring Report 1 July 2022 – 30 June 2023

4. 26 October 2022

   Exemption Notice - Financial Markets Conduct (ANZ Group Holdings Limited)

   Financial Markets Conduct (ANZ Group Holdings Limited) Exemption Notice 2022

5. 21 August 2023

   Exemption Notice - Financial Markets Conduct (BGC Partners (Australia) Pty Limited)

   Financial Markets Conduct (BGC Partners (Australia) Pty Limited) Exemption Notice 2022

6. 6 April 2023

   Peer-to-Peer lending and Crowdfunding: sector snapshot

   Crowdfunding and Peer-to-Peer sector report for the 2022 period.

7. 15 September 2022

   WIW2022 Logos

   World Investor Week 2022 promotion materials. This zip file includes logos

8. 11 September 2022

   KiwiSaver Statements Report 0722

   The KiwiSaver Statements research report commissioned by the FMA July 2022

9. 9 September 2022

   Financial Markets Conduct NZX NZ Markets Disciplinary Rules Approval of Rule Change Notice 2022

   This notice is the Financial Markets Conduct (NZX NZ Markets Disciplinary Tribunal Rules) Approval of Rule Change Notice 2022.

10. 15 December 2022

    UK recruitment trip - OIA request

    OIA response to request for information surrounding the UK recruitment trip 2022

11. 23 November 2022

    Exemption Notice - Financial Markets Conduct Irish UCITS

    This notice is the Financial Markets Conduct (Irish UCITS) Exemption Notice 2022

12. 21 September 2022

    WIW2022 Website banners

    World Investor Week 2022 promotion materials. This zip file includes website banners

13. 23 October 2024

    DIMS Sector Insights 2024

    Insights from our 2022-2024 monitoring of the Discretionary Investment Management Service (DIMS) sector

14. 31 January 2024

    CE Expense Disclosure Hospitality Samantha Barrass Jul 22 Jun 2023

    CE hospitality expense disclosure, for the period Jul 2022 to June 2023 for Samantha Barrass.

15. 31 January 2024

    CE Expense Disclosure Gifts Samantha Barrass Jul 22 Jun 2023

    CE Gifts expense disclosure, for the period Jul 2022 to June 2023 for Samantha Barrass.