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Found 61 results. Displaying page 4 of 5

1. 17 June 2025

   Board Register of interests - OIA response

   OIA response to the Board Register of interests. Response dated 19 February 2025

2. 22 April 2025

   Exemption Amendment Notice 2025 - Financial Markets Conduct (Climate related Disclosures Coöperatieve Rabobank U.A)

   Financial Markets Conduct (Climate related Disclosures Coöperatieve Rabobank U.A) Exemption Amendment Notice 2025

3. 31 March 2025

   Exemption Notice 2025 - Financial Markets Conduct (Conduct of Financial Institutions – First Insurance Limited)

   Financial Markets Conduct (Conduct of Financial Institutions – First Insurance Limited) Exemption Notice 2025

4. 27 March 2025

   Exemption Notice 2025 - Financial Markets Conduct (Conduct of Financial Institutions — Marac Insurance Limited)

   Financial Markets Conduct (Conduct of Financial Institutions — Marac Insurance Limited) Exemption Notice 2025

5. 26 February 2025

   NZCDC Section 39(3) Notice of Approval of Rule Change 28 March 2025

   NZCDC Section 39(3) Notice of Approval of Rule Change 28 March 2025

6. 31 March 2025

   Exemption Notice 2025 - Financial Markets Conduct (Conduct of Financial Institutions – QBE Insurance (Australia) Limited)

   Financial Markets Conduct (Conduct of Financial Institutions – QBE Insurance (Australia) Limited) Exemption Notice 2025

7. 21 March 2025

   Financial Market Conduct (NZX Participant Rules) Approval of Rule Change Notice 2 of 2025

   Financial Market Conduct (NZX Participant Rules) Approval of Rule Change Notice 2 of 2025

8. 21 March 2025

   NZCDC Section 39(3) Notice of Approval of Rule Change 22 April 2025

   NZCDC Section 39(3) Notice of Approval of Rule Change - effective 22 April 2025

9. 26 February 2025

   Financial Markets Conduct (NZX Derivatives Market Rules) Approval of Rule Change Notice 1/2025

   Financial Markets Conduct (NZX Derivatives Market Rules) Approval of Rule Change Notice 1/2025

10. 16 May 2025

    Exemption Notice (No.2) 2025 - Financial Markets Conduct (Conduct of Financial Institutions – QBE Insurance (Australia) Limited)

    Financial Markets Conduct (Conduct of Financial Institutions – QBE Insurance (Australia) Limited) Exemption Notice (No.2) 2025

11. 31 March 2025

    Exemption Notice 2025 - Financial Markets Conduct (Conduct of Financial Institutions – Australia and New Zealand Banking Group Limited)

    Financial Markets Conduct (Conduct of Financial Institutions – Australia and New Zealand Banking Group Limited) Exemption Notice 2025

12. 27 June 2025

    CBL Corporation Ltd (in liq) - Judgment

    FMA wins $641K penalty against Carden Mulholland for breaching NZ's Financial Markets Conduct Act in CBL case, June 2025.

13. 13 June 2025

    Feedback form Class exemption for buy backs of quoted debt securities

    This feedback form supports the consultation paper on class exemption for buy-backs of quoted debt securities. Submit by 25 July 2025.

14. 11 July 2022

    Approach to oversight of financial statements

    In this document we provide a summary of our main work in monitoring compliance with financial reporting obligations by FMC reporting entities and registered schemes (regulated entities) from 2022-2025.

15. 22 May 2025

    Consultation paper Expiring exemptions and designations consultation paper

    We are seeking feedback on our review of 14 class exemption notices that support the regime under the Financial Markets Conduct Act 2013. These notices will expire between December 2025 and November 2026. At the same time, we are reviewing our three class designation notices.