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Found 100 results. Displaying page 7 of 7

1. 11 September 2018

   Director Essentials - IoD

   FMA & IoD 2024 guide offers key legal, ethical & best practice tips for NZ directors to be effective in governance roles.

2. 15 December 2023

   Financial Market Infrastructures Act Designation Notice (ASXCF) 2023

   ASXCF settlement system designated as FMI under the Financial Market Infrastructures Act 2021, effective 1 March 2024 by RBNZ and FMA.

3. 18 October 2024

   Financial Markets Conduct (NZX NZ Markets Disciplinary Tribunal Rules) Approval of Rule Change Notice 6/2024

   Financial Markets Conduct NZX NZ Markets Disciplinary Tribunal Rules Approval of Rule Change Notice 6

4. 28 May 2025

   Good Cents data book

   FMA’s Good Cents 2024 research data book reveals New Zealanders’ savings, debt, and investment gaps, highlighting financial attitudes and vulnerabilities by age and ethnicity.

5. 18 June 2025

   NZX Obligations Review 2025

   This report provides information on the review of NZX undertaken for the period from 1 January to 31 December 2024 (referred to as the review period).

6. 10 June 2025

   ICE Futures Europe review 2025

   Findings from the FMA’s review of how well IFEU is meeting its licensed market operator obligations, for the two-year period 1 January 2023 to 31 December 2024.

7. 22 May 2024

   Consultation paper Exemption renewal director interests and NZCDC settlement system

   Have your say on the renewal of exemptions for disclosures of relevant interests by directors and senior managers, and in relation to NZCDC Settlement System activities. Submissions close 21 June 2024.

8. 29 April 2024

   AML/CFT Customer Due Diligence – Sole traders and partnerships

   This guidance assists reporting entities to conduct customer due diligence (CDD) under the AML/CFT Act 2009 on their customers who are sole traders, partnerships, or limited partnerships. Published April 2024.

9. 3 June 2025

   FMA response to Minister Letter of Expectations 2025

   This letter presents the FMA's official response to the Minister of Commerce and Consumer Affairs’ 2024/25 expectations, outlining regulatory strategies, reforms, and initiatives to ensure fair, efficient financial markets in New Zealand.

10. 28 May 2025

    Making Good Cents of Vulnerability

    This research note supports the Good Cents research released by the FMA. The research note explores FMA's 2024 insights into financial vulnerability in New Zealand, revealing key trends by age and ethnicity in savings, debt, and advice.