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Found 84 results. Displaying page 4 of 6

1. 4 September 2015

   Exemption Notice 2015 - Securities Act Augusta Funds Management Limited Sherbrooke Road Partnership

   Securities Act Augusta Funds Management Limited Sherbrooke Road Partnership Exemption Notice 2015

2. 12 June 2015

   Financial Markets Conduct Act - NZX Rules Approval of Market Rules Notice 2015

   This notice come into force on 15 June 2015. The notice allows for NZX to replace sets of market rules with the corresponding rules dated 16 April 2015.

3. 11 November 2024

   Audit Quality Monitoring report 2016

   Audit Quality – Monitoring Report 1 July 2015 – 30 June 2016

4. 4 December 2015

   Exemption Notice - Financial Markets Conduct Nitro Corporation Pty Ltd

   Financial Markets Conduct (Nitro Corporation Pty Ltd) Exemption Notice 2015

5. 6 November 2015

   Exemption Notice - Financial Markets Conduct Act Garden BidCo Limited

   Financial Markets Conduct Act (Garden BidCo Limited) Exemption Notice 2015.

6. 30 October 2015

   Exemption Notice - Financial Markets Conduct Goodman Fielder Pty Limited

   Financial Markets Conduct (Goodman Fielder Pty Limited) Exemption Notice 2015

7. 13 July 2015

   David J Hobbs and Jacqueline Hobbs - Enforceable Undertaking

   Enforceable Undertaking by David Hobbs and Jacqueline Hobbs, July 2015.

8. 10 July 2015

   Exemption Notice - Financial Markets Conduct Southern Pastures Management Limited

   Financial Markets Conduct (Southern Pastures Management Limited) Exemption Notice 2015

9. 15 June 2015

   Milford Asset Management Limited - Settlement Agreement

   Settlement Agreement with Milford Asset Management Limited, 15 June 2015.

10. 24 November 2015

    Financial Markets Conduct Act - NZX Participant Rules Approval of Market Rules Notice 2015

    This notice allows for NZX to replace the Participant Rules dated 16 April 2015 with the corresponding rules provided to the FMA by NZX on 10 Nove 2015

11. 17 November 2015

    Exemption Notice - Financial Markets Conduct Coats Group plc Sale Facility

    Financial Markets Conduct (Coats Group plc Sale Facility) Exemption Notice 2015

12. 30 October 2015

    Exemption Notice - Financial Markets Conduct CBA Capital Australia Pty Limited

    Financial Markets Conduct (CBA Capital Australia Pty Limited) Exemption Notice 2015

13. 12 January 2016

    NZMDT Market Rules 2016

    This notice allows for the NZX to replace the NZ Markets Disciolinary Tribunal Rules date 16 April 2015 with the NZMDT Rules provided to the FMA on 11 Nov 2015

14. 28 July 2015

    Exemption Notice - Financial Markets Conduct Act Todd Family Office Limited Transaction Reporting

    Financial Markets Conduct (Todd Family Office Limited Transaction Reporting) Exemption Notice 2015.

15. 10 November 2015

    ARA Prescribed Minimum Standards and Conditions for Licensed Auditors and Registered Audit Firms Notice 2012 Consolidated 10 Nov 2015

    Minimum standards and conditions for licensed auditors and registered audit firms notice 2015.