Search results

Found 199 results. Displaying page 11 of 14

1. 8 December 2023

   Accredited body report - CPA Australia 2023

   Findings from the FMA’s review of the adequacy and effectiveness of CPA Australia’s audit regulatory systems for the period 1 July 2022 to 30 June 2023

2. 28 September 2023

   Catalist market operator obligations review 2023

   Findings from the FMA’s review of how well Catalist is meeting its licensed market operator obligations, for the period 1 April 2022 to 31 March 2023.

3. 2 December 2022

   Accredited Body Report - CPA Australia 2022

   Findings from the FMA’s review of the adequacy and effectiveness of CPA Australia’s audit regulatory systems for the period 1 July 2021 to 30 June 2022

4. 1 December 2021

   Accredited Body Report - CPA Australia 2021

   Findings from the FMA’s review of the adequacy and effectiveness of CPA Australia’s audit regulatory systems for the period 1 July 2020 to 30 June 2021

5. 1 August 2013

   Kensington Swan Lawyers submission

   Response to consultation paper from Kensington Swan, 1 Aug 2013: Practical implications of Reporting Entities transacting with other Reporting Entities and the Factsheet on Managing Intermediaries.

6. 16 December 2024

   SGX DT Obligations Review 2024

   Findings from the FMA’s review of how well SGX-DT is meeting its licensed market operator obligations, for the period 1 July 2023 to 30 June 2024

7. 12 December 2017

   Class legislative notice summary 2017

   This is a summary of the Financial Markets Conduct Act and Financial Adviser Act class legislative notices we have granted in effect as at 1 December 2017.

8. 9 December 2015

   NZICA accredited bodies report 2015

   This report contains the outcome of our assessment of the New Zealand Institute of Chartered Accountants (NZICA) for the period 1 July 2014 to 30 June 2015.

9. 10 June 2025

   ICE Futures Europe review 2025

   Findings from the FMA’s review of how well IFEU is meeting its licensed market operator obligations, for the two-year period 1 January 2023 to 31 December 2024.

10. 29 September 2021

    AML/CFT monitoring insights report 2021

    Insights from the FMA’s monitoring of New Zealand’s anti-money laundering and countering financing of terrorism measures by FMA reporting entities from 1 July 2018 – 30 June 2021

11. 18 December 2020

    NZICA accredited body report 2020

    This report contains the findings of our monitoring assessment of the New Zealand Institute of Chartered Accountants (NZICA) for the period 1 July 2019 to 30 June 2020.

12. 1 December 2019

    NZICA accredited body report 2019

    This report contains the findings of our monitoring assessment of the New Zealand Institute of Chartered Accountants (NZICA) for the period 1 July 2018 to 30 June 2019.

13. 12 December 2017

    NZICA accredited body report 2017

    This report contains the findings of our monitoring assessment of the New Zealand Institute of Chartered Accountants (NZICA) for the period 1 July 2016 to 30 June 2017.

14. 28 May 2014

    Fonterra Shareholders' Market Rules - Approval of market rules notice 2014

    This notice comes into force on 28 May 2014. The notice allows NZX to replace FSM Rules dated 14 May 2013 with FSM rules dated 1 April 2014

15. 16 December 2024

    ASX 24 Obligations Review 2024

    Findings from the FMA’s review of how well ASX 24 is meeting its licensed market operator obligations, for the two-year period 1 July 2022 to 30 June 2024.