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1. 30 May 2014

   new governance and accountability framework for mis managers and their licensed supervisors 2014

   The FMC Act introduces an accountability framework for managed investment schemes (MIS). The requirements include a statutory duty of care on both managers and supervisors of managed investment schemes. Both must also act in the best interests of investors. Managers and supervisors need to have a clear understanding of their respective roles and understand they will be held to account for their actions.

2. 30 May 2014

   Exemption Notice 2014 - Securities Act (Millennium & Copthorne Hotels New Zealand Limited and First Sponsor Group Limited)

   Securities Act (Millennium & Copthorne Hotels New Zealand Limited and First Sponsor Group Limited) Exemption Notice 2014

3. 28 May 2014

   Fonterra Shareholders' Market Rules - Approval of market rules notice 2014

   This notice comes into force on 28 May 2014. The notice allows NZX to replace FSM Rules dated 14 May 2013 with FSM rules dated 1 April 2014

4. 26 May 2014

   Exemption Notice - Securities Act Serko Limited

   Securities Act Exemption Notice 2014: Serko Limited.

5. 12 May 2014

   Exemption Notice 2014 - Securities Act (Crawford Property Trust)

   Securities Act (Crawford Property Trust) Exemption Notice 2014

6. 7 May 2014

   Exemption 2014 - Securities Act (Fonterra Co operative Group Limited)

   Securities Act (Fonterra Co operative Group Limited) Exemption 2014

7. 2 May 2014

   Exemption Notice 2014 - Securities Act (The Hongkong and Shanghai Banking Corporation Limited)

   Securities Act (The Hongkong and Shanghai Banking Corporation Limited) Exemption Notice 2014

8. 2 May 2014

   Exemption Notice 2014 - Financial Reporting Act (HSBC)

   Financial Reporting Act (HSBC) Exemption Notice 2014

9. 1 May 2014

   Governance and accountability framework for restricted schemes and their trustees information sheet

   The Financial Markets Conduct (FMC) Act 2013 changes the governance and accountability framework for financial products. Find out what these changes mean for restricted schemes and their trustees.

10. 1 May 2014

    Governance and accountability framework for debt issuers and their licensed supervisors

    The Financial Markets Conduct Act 2013 changes the governance and accountability framework for financial products. Find out what these changes mean for debt issuers and their licensed supervisors.

11. 18 April 2014

    Exemption Notice 2014 - Securities Act (Diligent Board Member Services Inc.)

    Securities Act (Diligent Board Member Services Inc.) Exemption Notice 2014

12. 18 April 2014

    Exemption Notice 2014 - Financial Reporting Act (Diligent Board Member Services, Inc.)

    Financial Reporting Act (Diligent Board Member Services, Inc.) Exemption Notice 2014

13. 1 April 2014

    FMA’s new role as regulator of conduct

    From April 2014, FMA became the main regulator of conduct for financial products and services, replacing the Commerce Commission.

14. 31 March 2014

    Commerce Commission - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and the Commerce Commission

15. 28 March 2014

    Exemption Notice 2014 - Futures Contracts (J.P. Morgan Securities LLC)

    Futures Contracts (J.P. Morgan Securities LLC) Exemption Notice 2014