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Three directors( Owen Francis Tallentire, Colin Gregory Ryan, and Robert Gordon Sutherland) of the failed finance company Capital + Merchant Finance have been sentenced at the Auckland High Court following action taken by the FMA. Read more.
The Mighty River Power Share Offer open for applications on Monday, 15 April 2013.
National Finance director Anthony Banbrook has today been sentenced to eight and a half months' home detention and ordered to pay $75,000 in reparations in a prosecution taken by the FMA. Read more.
The Financial Markets Authority (FMA) has released its compliance focus for 2013 which outlines FMA's priority areas for monitoring and surveillance over the next year.
Wayne Leslie Douglas and Neal Medhurst Nicholls have pleaded guilty to Securities Act charges laid by the FMA. Read more.
The investigation into Strategic Finance Limited concluded, with FMA forming the view that six of the company's directors are likely to have breached the Securities Act. Read more.
Robert Gordon Sutherland and Colin Gregory Ryan, who reside in Australia, pleaded guilty to two charges of making an untrue statement in a registered prospectus and one charge of distributing advertisements which included an untrue statement. Read more.
Capital + Merchant Finance director, Owen Francis Tallentire, has pleaded guilty to three charges laid by the Financial Markets Authority under the Securities Act 1978. Read more.
FMA has today welcomed the Commerce Commission's settlement with five companies in relation to the Commission's Credit SaILS investigation, which creates a settlement fund of $60 million to be distributed to investors who lost money when Credit SaILS failed in 2008.
Hugh Edward Staples Hamilton (61) has appeared at the Auckland District Court today charged with fraud following the 2008 collapse of Belgrave Finance Limited. Read more.
The Receivers and Managers' focus over the first five days of their appointment has been to identify and secure investment assets. After searching the custody accounts identified by Mr Ross and through wider searches in international investment markets, they have so far located investments of only $10.2 million. Read more.
John Fisk and David Bridgman of PwC appointed as receivers and managers, along with experienced brokers from First NZ Capital, to manage the business of David Ross and Ross Asset Management. Read more.
The Financial Markets Authority says it's time for KiwiSaver members to make sure their investment options best suit their future retirement needs.
The Financial Markets Authority has accredited accounting body CPA Australia to license auditors who carry out issuer audits in New Zealand.
The Financial Markets Authority has published its final guidance note for people involved with the sale and distribution of KiwiSaver schemes.