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Financial Markets Conduct Act - NZX Participant Rules Approval of Market Rules Notice 2015

This notice allows for NZX to replace the Participant Rules dated 16 April 2015 with the corresponding rules provided to the FMA by NZX on 10 Nove 2015

Consultation proposed variations to standard conditions of market services licences

FMA consults on adding a standard condition requiring FMC Act licensees’ governing bodies to annually declare compliance with licence terms.

Consultation on annual declaration of compliance for FMC Act licensees

FMA consultation on a proposed annual compliance declaration for FMC Act licensees to improve oversight, governance, and regulatory accountability.

Exemption Notice - Financial Markets Conduct Coats Group plc Sale Facility

Financial Markets Conduct (Coats Group plc Sale Facility) Exemption Notice 2015

Presentation to Fund Managers Forum on Emerging Themes from Licensing

Presentation to Fund Managers Forum on Emerging Themes from Licensing at the Fund Managers Forum, 12 November 2015

ARA Prescribed Minimum Standards and Conditions for Licensed Auditors and Registered Audit Firms Notice 2012 Consolidated 10 Nov 2015

Minimum standards and conditions for licensed auditors and registered audit firms notice 2015.

Proposed amendments to the Auditor Regulation Act (Prescribed Minimum Standards and Conditions for Licensed Auditors and Registered Audit Firms) Notice 2012

FMA summary of submissions on proposed changes to auditor licensing and audit firm registration standards under the Auditor Regulation Act 2011.

Exemption Notice - Financial Markets Conduct Act Garden BidCo Limited

Financial Markets Conduct Act (Garden BidCo Limited) Exemption Notice 2015.

Consultation paper charities debt securities exemption

FMA consultation on ending exemptions for charities issuing debt securities, proposing full FMC Act compliance for transparency and investor protection.

Risk indicators and description of managed funds - guidance note

This guidance is for managers and supervisors of managed funds. It gives guidance on how to calculate risk indicators, when to update a PDS, how to describe a fund’s volatility, and in certain cases how to name your fund.

Guidance on risk indicators and description of managed funds - RIS

This Regulatory Impact Statement (RIS) considers the FMA’s proposed guidance on risk indicators and description of managed funds.

Exemption Notice - Financial Markets Conduct CBA Capital Australia Pty Limited

Financial Markets Conduct (CBA Capital Australia Pty Limited) Exemption Notice 2015

Exemption Notice - Financial Markets Conduct Goodman Fielder Pty Limited

Financial Markets Conduct (Goodman Fielder Pty Limited) Exemption Notice 2015

Consultation paper Draft guidance on disclosure of certain fees and returns by managed funds

This consultation is for managers, supervisors, and their advisers. It aims to help the industry comply with FMC Regulations for their fund updates and PDSs.

Exemption notice - Securities Act Augusta Funds Management Limited Shands Road Limited Partnership

Financial Markets Conduct Exemption Notice 2015: Augusta Funds Management Limited - Shands Road Limited partnership.

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