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A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

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Exemption Notice 2012 - Securities Act ProCare Health Limited

Securities Act ProCare Health Limited Exemption Notice 2012

KiwiSaver sale and distribution guidance

This guidance note provides guidance on the FMAs expectations for the sale of KiwiSaver schemes within the requirements and spirit of the Financial Advisers Act 2008 (the Act). This guidance focuses on factors FMA will take into account when considering whether advice is given, and if so, whether the advice is categorised as a class or personalised service.

Licence Application Guide - overseas Auditors and Audit Firm registrations

Guide for overseas auditors and firms on applying for audit registration authorisation and standard auditor licences with the FMA.

Exemption Notice 2012 - Futures Contracts (Asia-Pacific Risk Management Limited)

Futures Contracts (Asia-Pacific Risk Management Limited) Exemption Notice 2012

Exemption Notice 2012 - Securities Act (Masthead Joint Venture)

Securities Act (Masthead Joint Venture) Exemption Notice 2012

Exemption Notice 2012 - Financial Reporting Act UBS AG

Financial Reporting Act UBS AG Exemption Notice 2012

Exemption Notice 2012 - Securities Act (Livestock Improvement Corporation Limited)

Securities Act (Livestock Improvement Corporation Limited) Exemption Notice 2012

Auditor Regulation Act - Prescribed Minimum Standards for Accredited Bodies - 2012

Prescribed Minimum Standards for Accredited Bodies - Notice 2012. This notice comes into force the day after its notification in the NZ Gazette

Exemption Notice 2012 - Securities Act (ING Management Limited, Ingenia Communities Holdings Ltd and Ingenia Communities RE Ltd)

Securities Act (ING Management Limited, Ingenia Communities Holdings Ltd and Ingenia Communities RE Ltd) Exemption Notice 2012

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Exemption Notice 2012 - Securities Act ProCare Health Limited

KiwiSaver sale and distribution guidance

Licence Application Guide - overseas Auditors and Audit Firm registrations

Exemption Notice 2012 - Futures Contracts (Asia-Pacific Risk Management Limited)

Exemption Notice 2012 - Securities Act (Masthead Joint Venture)

Exemption Notice 2012 - Financial Reporting Act UBS AG

Exemption Notice 2012 - Securities Act (Livestock Improvement Corporation Limited)

Auditor Regulation Act - Prescribed Minimum Standards for Accredited Bodies - 2012

Exemption Notice 2012 - Securities Act (ING Management Limited, Ingenia Communities Holdings Ltd and Ingenia Communities RE Ltd)

Policies and guidance for the assessment of applications to be an accredited body

Exemption Notice 2012 - Securities Act Aurecon Australia Group Limited and Aurecon

Exemption Notice (No 2) 2012 - Securities Act Fonterra Co operative Group Limited

Exemption Notice 2012 - Securities Act Fonterra Co operative Group Limited

Exemption notice - Securities Act Fonterra Co operative Group limited

Exemption Notice 2012 - Securities Act Fundzi Limited Pre paid Debit Cards