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Exemption notice - Financial Markets Conduct Invion Limited

Financial Markets Conduct (Invion Limited) Exemption Notice 2018

Determining whether you are acquiring a business or assets guidance

This guidance sets out our view of what constitutes a ‘business’ for these purposes, as opposed to an asset. It also sets out additional information issuers should consider disclosing for asset acquisitions.

Bank Conduct and Culture Review

Findings from the 2018 FMA and RBNZ review of conduct and culture in New Zealand retail banks. The overall objective of this review was to understand whether there are widespread conduct and culture issues present in banks in New Zealand.

RIS Exemption to enable dual-language product disclosure statements

RIS: Exemption to enable dual-language product disclosure statements. October 2018

Exemption notice - Financial Markets Conduct Asteron Retirement Investment Limited and Asteron Life Limited 2018

Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2018

Dual language PDS exemption consultation submissions report

This document includes individual submissions on the proposed exemption to enable dual-language product disclosure statements.

Financial Markets Conduct (NZX Listing Rules) - Approval of Rules Notice 2018

This notice approved the NZX Listing Rules that were provided to the FMA by NZX for approval on 24 Aug 2018, with amendments on 25 Oct 2018 (The New Listing Rules).

FMA Annual Report 2018

FMA Annual Report 2018.

FMA Annual Report 2017 - highlights

These are highlights from the FMA Annual Report 2018.

Ease of doing business survey 2018

The FMA’s “Ease of doing business survey” is a piece of research from a sample of our regulated populations and the stakeholders we deal with. This research helps us to better understand the impact that our work has on market participants and stakeholders. It informs the way we work and our focus on continuous improvement in our effectiveness and efficiency.

Social Media Campaign 2018 - OIA response

OIA response, on 18 October 2018, regarding costs surrounding a social media campaign for World Investor Week 2018

Exemption notice - Financial Markets Conduct Craigs Investment Partners Self Select Schemes 2018

Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2018

Second Samson trial - OIA response

OIA response to the Second Samson trial. Response dated 8 October 2018

Craigs Investment Partners Self Select Schemes Levy Waiver - October 2018

On 8 October 2018 the FMA granted a waiver of part of the FMA levy to Craigs Investment Partners Self-Select Schemes (Craigs).

Class exemption for managing intermediaries

This information sheet explains the conditions for reporting entities whose customers include managing intermediaries and customers of managing intermediaries to be able to rely on the Anti-Money Laundering and Countering Financing of Terrorism (Class Exemptions) Notice. .

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