Document Library

Financial Markets Conduct FSM Listing Rules Approval of Rule Change Notice 2023

This notice is the Financial Markets Conduct (FSM Listing Rules) Approval of Rule Change Notice 3/2023.

Accredited body report - CPA Australia 2023

Findings from the FMA’s review of the adequacy and effectiveness of CPA Australia’s audit regulatory systems for the period 1 July 2022 to 30 June 2023

Accredited body report - NZICA 2023

McEwen and Associates Permanent Stop Order

The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko – has made a permanent stop order against David Elgar McEwen and entities associated with him (McEwen and Associates).

Exemption Notice 2023 - Financial Markets Conduct Requirement to Include Climate Statements in Annual Report

Ease of Doing Business Report 2023

FMA Ease of Doing Business Report following research 2023

Consultation agreement between the financial markets authority New Zealand (FMA) and the Financial Markets Standards Board (FMSB)

FMSB and the FMA have strong shared interests in maintaining, and where appropriate improving, the operation of wholesale FICC markets and this underpins the close strategic and working relationship set out in this Consultation Agreement.

Medical Assurance Society NZ Ltd Judgment

Judgment issued against Medical Assurance Society NZ Ltd (MAS).

Medical Assurance Society NZ Ltd settlement agreement

Audit Quality Monitoring Report 2023

Audit Quality Monitoring Report 1 July 2022 – 30 June 2023

RBNZ and FMA Governance Thematic Webinar plus QA

The FMA and RBNZ held a webinar in October on the findings from the review with directors of entities that did not participate in the Governance review. All findings are documented in this PDF.