Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

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Found 1768 results. Displaying page 25 of 118

11 August 2023

Enprise Group Limited - Warning

FMA warns Enprise Group for failing to keep proper accounting records under FMC Act obligations, citing issues with asset impairment and tax loss recognition.
8 August 2023

KiwiSaver Default Instrument of Appointment Exclusions

KiwiSaver Default Instrument of Appointment Exclusions
7 August 2023

Exemption notice - Financial Markets Conduct Kuaotunu Camp Ground 2008 Limited

This notice is the Financial Markets Conduct (Kuaotunu Camp Ground (2008) Limited) Exemption Notice 2023.
3 August 2023

Kiwisaver Default Instrument of Appointment Exclusions

KiwiSaver Default Instrument of Appointment Exclusions- weapons and devices, fossil fuels
2 August 2023

Class legislative notices summary 2023

This is a summary of the Financial Markets Conduct Act class legislative notices we have granted (and are in force) as at 1 June 2023. It includes exemptions, designations, frameworks or methodologies, and public accountability notices.
31 July 2023

FMA Priorities 2023-2024

FMA Outlook 2023/24
31 July 2023

Standard 13 Participant default rules and procedures

Standard 13 Participant default rules and procedures for designated Financial Market Infrastructures (FMIs).
31 July 2023

Standard 12 Exchange of value settlement systems

Standard 12 Exchange of value settlement systems for designated Financial Market Infrastructures (FMIs).
31 July 2023

Standard 11 Central securities depositories

Standard 11 Central securities depositories for designated Financial Market Infrastructures (FMIs).
31 July 2023

Standard 10 Physical deliveries

Standard 10 Physical deliveries for designated Financial Market Infrastructures (FMIs).
31 July 2023

Standard 1 Legal Basis

Standard 1 Legal basis for designated Financial Market Infrastructures (FMIs).
31 July 2023

Standard 18 Access and participation requirements

Standard 18 Access and participation requirements for designated Financial Market Infrastructures (FMIs).
31 July 2023

Standard 16 Custody and Investment Risks

Standard 16 Custody and Investment Risks for designated Financial Market Infrastructures (FMIs).
31 July 2023

Standard 17B Critical service providers

Standard 17B Critical service providers for designated Financial Market Infrastructures (FMIs).
31 July 2023

Standard 15 General business risk

Standard 15 General business risk for designated Financial Market Infrastructures (FMIs).